SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
CRD #146132 SEC #801-110651 CORONA, CA 877-213-7233
SEC Registered
Total AUM
$603.5M
Discretionary
$537.5M
Employees
27
Clients
0
Accounts
3,452
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MURRAY, JAMES, P. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURRAY, JAMES, P. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURRAY, JAMES, P. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURRAY, JAMES, P. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURRAY, JAMES, P. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURRAY, JAMES, P. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURRAY, JAMES, P. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURRAY, JAMES, P. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURRAY, JAMES, P. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURRAY, JAMES, P. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURRAY, JAMES, P. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ABEDEEN, REID | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| ABEDEEN, REID, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| RIVERA, RICKY, NMN | I | MEMBER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER | C | Control |
| SOTA, EDWARD, ANTHONY | I | MEMBER | C | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (12)
AZ CA CO FL GA ID NV OR TN TX UT WA
Address
4160 TEMESCAL CANYON ROADSUITE 307
CORONA, CA 92883
United States
Phone: 877-213-7233