RIA Intelligence

VERTICAL CDO MANAGEMENT ACQUISITION-E, LLC

CRD #146145 SEC #801-68755 NEW YORK, NY 212-786-5300
SEC Registered
Total AUM
$291M
Discretionary
$291M
Employees
5
Clients
--
Accounts
4

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 5, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AHUJA, AJAYICHIEF COMPLIANCE OFFICERNA Control
AHUJA, AJAYICHIEF COMPLIANCE OFFICERNA Control
AHUJA, AJAYICHIEF COMPLIANCE OFFICERNA Control
AHUJA, AJAYICHIEF COMPLIANCE OFFICERNA Control
GRAHAM, BRETT, THOMASIMANAGING PARTNERNA Control
GRAHAM, BRETT, THOMASIMANAGING PARTNERNA Control
GRAHAM, BRETT, THOMASIMANAGING PARTNERNA Control
GRAHAM, BRETT, THOMASIMANAGING PARTNERNA Control
PEARCE, THOMAS, MCCALLUMIMANAGING PARTNERNA Control
PEARCE, THOMAS, MCCALLUMIMANAGING PARTNERNA Control
PEARCE, THOMAS, MCCALLUMIMANAGING PARTNER & CHIEF COMPLIANCE OFFICERNA Control
PEARCE, THOMAS, MCCALLUMIMANAGING PARTNERNA Control
VERTICAL CAPITAL, LLCDESOLE MEMBERE Control
VERTICAL CAPITAL, LLCDESOLE MEMBERE Control
VERTICAL CAPITAL, LLCDESOLE MEMBERE Control
VERTICAL CAPITAL, LLCDESOLE MEMBERE Control
VERTICAL CAPITAL, LLCDESOLE MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
VCAP PARTNERS, LLCDEVERTICAL CAPITAL, LLCE Control
VCAP PARTNERS, LLCDEVERTICAL CAPITAL, LLCE Control
VCAP PARTNERS, LLCDEVERTICAL CAPITAL, LLCE Control
VCAP PARTNERS, LLCDEVERTICAL CAPITAL, LLCE Control
VCAP PARTNERS, LLCDEVERTICAL CAPITAL, LLCE Control
GRAHAM, BRETT, THOMASIVCAP PARTNERS, LLCC Control
GRAHAM, BRETT, THOMASIVCAP PARTNERS, LLCC Control
GRAHAM, BRETT, THOMASIVCAP PARTNERS, LLCC Control
GRAHAM, BRETT, THOMASIVCAP PARTNERS, LLCC Control
GRAHAM, BRETT, THOMASIVCAP PARTNERS, LLCC Control
PEARCE, THOMAS, MCCALLUMIVCAP PARTNERS, LLCC Control
PEARCE, THOMAS, MCCALLUMIVCAP PARTNERS, LLCC Control
PEARCE, THOMAS, MCCALLUMIVCAP PARTNERS, LLCC Control
PEARCE, THOMAS, MCCALLUMIVCAP PARTNERS, LLCC Control
PEARCE, THOMAS, MCCALLUMIVCAP PARTNERS, LLCC Control

Registrations

Federal

IA
Apr 5, 2011 REGISTERED

Notice Filings (2)

GA NY

Address

437 MADISON AVENUE
39TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-786-5300