FROST INVESTMENT ADVISORS, LLC
CRD #146148 SEC #801-68724 SAN ANTONIO, TX 210-220-5070
SEC Registered
Total AUM
$5.4B
Discretionary
$5.4B
Employees
31
Clients
--
Accounts
10
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 21, 2025
- Branch Offices
- 0
- LEI
- 549300J6XPSBT8ONZ796
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADELMAN, ALAN, ROBERT | I | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER | NA | Control |
| ADELMAN, ALAN, ROBERT | I | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER | NA | Control |
| ADELMAN, ALAN, ROBERT | I | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER | NA | Control |
| ADELMAN, ALAN, ROBERT | I | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER | NA | Control |
| ADELMAN, ALAN, ROBERT | I | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER | NA | Control |
| ADELMAN, ALAN, ROBERT | I | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER | NA | Control |
| ADELMAN, ALAN, ROBERT | I | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER | NA | Control |
| ADELMAN, ALAN, ROBERT | I | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER | NA | Control |
| ADELMAN, ALAN, ROBERT | I | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER | NA | Control |
| ADELMAN, ALAN, ROBERT | I | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER | NA | Control |
| ADELMAN, ALAN, ROBERT | I | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER | NA | Control |
| ADELMAN, ALAN, ROBERT | I | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER | NA | Control |
| ADELMAN, ALAN, ROBERT | I | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER | NA | Control |
| ADELMAN, ALAN, ROBERT | I | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / DIRECTOR OF MARKETING | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / DIRECTOR OF MARKETING | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / DIRECTOR OF MARKETING | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / DIRECTOR OF MARKETING | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / DIRECTOR OF MARKETING | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / DIRECTOR OF MARKETING | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / DIRECTOR OF MARKETING | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / DIRECTOR OF MARKETING | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / DIRECTOR OF MARKETING | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / DIRECTOR OF MARKETING | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / DIRECTOR OF MARKETING | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / DIRECTOR OF MARKETING | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / DIRECTOR OF MARKETING | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / DIRECTOR OF MARKETING | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGER / MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGING MEMBER / MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGER / MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGER / MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGER / MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGER / MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGER / MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGER / MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGER / MANAGING DIRECTOR /PRODUCT DEVELOPMENT AND ASSET ALLOCATION | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGER / MANAGING DIRECTOR /PRODUCT DEVELOPMENT AND ASSET ALLOCATION | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGER / MANAGING DIRECTOR /PRODUCT DEVELOPMENT AND ASSET ALLOCATION | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGER / MANAGING DIRECTOR /PRODUCT DEVELOPMENT AND ASSET ALLOCATION | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGER / MANAGING DIRECTOR /PRODUCT DEVELOPMENT AND ASSET ALLOCATION | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGER / MANAGING DIRECTOR /PRODUCT DEVELOPMENT AND ASSET ALLOCATION | NA | Control |
| ALTREE, TIMOTHY, PAUL | I | MANAGER / MANAGING DIRECTOR /PRODUCT DEVELOPMENT AND ASSET ALLOCATION | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| ARNOLD, VANCE, MICHAEL | I | MANAGING DIRECTOR / INSTITUTIONAL SALES | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGING MEMBER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGING MEMBER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGING MEMBER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGING MEMBER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGING MEMBER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGING MEMBER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGER | NA | Control |
| BENSON, MICHAEL, DEAN | I | TREASURER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGER | NA | Control |
| BENSON, MICHAEL, DEAN | I | TREASURER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGER | NA | Control |
| BENSON, MICHAEL, DEAN | I | TREASURER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGER | NA | Control |
| BENSON, MICHAEL, DEAN | I | TREASURER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGER | NA | Control |
| BENSON, MICHAEL, DEAN | I | TREASURER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGER | NA | Control |
| BENSON, MICHAEL, DEAN | I | TREASURER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGER | NA | Control |
| BENSON, MICHAEL, DEAN | I | TREASURER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGER | NA | Control |
| BENSON, MICHAEL, DEAN | I | TREASURER | NA | Control |
| BENSON, MICHAEL, DEAN | I | MANAGER | NA | Control |
| BENSON, MICHAEL, DEAN | I | TREASURER | NA | Control |
| CLEMONS, HAROLD, WAYNE | I | MANAGING DIRECTOR / NATIONAL SALES MANAGER | NA | Control |
| CLEMONS, HAROLD, WAYNE | I | MANAGING DIRECTOR / NATIONAL SALES MANAGER | NA | Control |
| CLEMONS, HAROLD, WAYNE | I | MANAGING DIRECTOR / NATIONAL SALES MANAGER | NA | Control |
| CLEMONS, HAROLD, WAYNE | I | MANAGING DIRECTOR / NATIONAL SALES MANAGER | NA | Control |
| CLEMONS, HAROLD, WAYNE | I | MANAGING DIRECTOR / NATIONAL SALES MANAGER | NA | Control |
| CLEMONS, HAROLD, WAYNE | I | MANAGING DIRECTOR / NATIONAL SALES MANAGER | NA | Control |
| EADIE, JOHN, DUGGAN | I | MANAGING DIRECTOR | NA | Control |
| ELSWICK, JEFFERY, A | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO | NA | Control |
| ELSWICK, JEFFERY, A | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO | NA | Control |
| ELSWICK, JEFFERY, A | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO | NA | Control |
| ELSWICK, JEFFERY, A | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO | NA | Control |
| ELSWICK, JEFFERY, A | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO | NA | Control |
| ELSWICK, JEFFERY, A | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO | NA | Control |
| ELSWICK, JEFFERY, A | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO | NA | Control |
| ELSWICK, JEFFERY, A | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO | NA | Control |
| ELSWICK, JEFFERY, A | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO | NA | Control |
| ELSWICK, JEFFERY, A | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO | NA | Control |
| ELSWICK, JEFFERY, A | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO | NA | Control |
| ELSWICK, JEFFERY, A | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO | NA | Control |
| ELSWICK, JEFFERY, A | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO | NA | Control |
| ELSWICK, JEFFERY, A | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| ELSWICK, JEFFERY, ALLEN | I | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER | NA | Control |
| FROST, PATRICK, BRIDGE | I | MANAGING MEMBER | NA | Control |
| FROST, PATRICK, BRIDGE | I | MANAGING MEMBER | NA | Control |
| FROST, PATRICK, BRIDGE | I | MANAGING MEMBER | NA | Control |
| FROST, PATRICK, BRIDGE | I | MANAGING MEMBER | NA | Control |
| FROST, PATRICK, BRIDGE | I | MANAGING MEMBER | NA | Control |
| FROST, PATRICK, BRIDGE | I | MANAGER | NA | Control |
| FROST, PATRICK, BRIDGE | I | MANAGING MEMBER | NA | Control |
| FROST, PATRICK, BRIDGE | I | MANAGER | NA | Control |
| FROST, PATRICK, BRIDGE | I | MANAGER | NA | Control |
| FROST, PATRICK, BRIDGE | I | MANAGER | NA | Control |
| FROST, PATRICK, BRIDGE | I | MANAGER | NA | Control |
| FROST, PATRICK, BRIDGE | I | MANAGER | NA | Control |
| FROST, PATRICK, BRIDGE | I | MANAGER | NA | Control |
| FROST, PATRICK, BRIDGE | I | MANAGER | NA | Control |
| FROST, PATRICK, BRIDGE | I | MANAGER | NA | Control |
| HOPKINS, JUSTIN, J | I | NATIONAL SALES MANAGER | NA | Control |
| HOPKINS, JUSTIN, J | I | NATIONAL SALES MANAGER | NA | Control |
| HOPKINS, JUSTIN, J | I | NATIONAL SALES MANAGER | NA | Control |
| HOPKINS, JUSTIN, J | I | NATIONAL SALES MANAGER | NA | Control |
| HOPKINS, JUSTIN, J | I | NATIONAL SALES MANAGER | NA | Control |
| HOPKINS, JUSTIN, J | I | NATIONAL SALES MANAGER | NA | Control |
| HUNT, BRIAN, DAVID | I | MANAGING DIRECTOR / EQUITY TRADING MANAGER / REGIONAL PORTFOLIO MANAGER | NA | Control |
| HUNT, BRIAN, DAVID | I | MANAGING DIRECTOR / EQUITY TRADING MANAGER / REGIONAL PORTFOLIO MANAGER | NA | Control |
| HUNT, BRIAN, DAVID | I | MANAGING DIRECTOR / OPERATIONS MANAGER / REGIONAL PORTFOLIO MANAGER | NA | Control |
| HUNT, BRIAN, DAVID | I | MANAGING DIRECTOR / EQUITY TRADING MANAGER / REGIONAL PORTFOLIO MANAGER | NA | Control |
| HUNT, BRIAN, DAVID | I | MANAGING DIRECTOR / EQUITY TRADING MANAGER / REGIONAL PORTFOLIO MANAGER | NA | Control |
| HUNT, BRIAN, DAVID | I | MANAGING DIRECTOR / EQUITY TRADING MANAGER / REGIONAL PORTFOLIO MANAGER | NA | Control |
| HUNT, BRIAN, DAVID | I | MANAGING DIRECTOR / EQUITY TRADING MANAGER / REGIONAL PORTFOLIO MANAGER | NA | Control |
| HUNT, BRIAN, DAVID | I | MANAGING DIRECTOR / EQUITY TRADING MANAGER / REGIONAL PORTFOLIO MANAGER | NA | Control |
| HUNT, BRIAN, DAVID | I | MANAGING DIRECTOR / OPERATIONS MANAGER / REGIONAL PORTFOLIO MANAGER | NA | Control |
| HUNT, BRIAN, DAVID | I | MANAGING DIRECTOR / OPERATIONS MANAGER / REGIONAL PORTFOLIO MANAGER | NA | Control |
| HUNT, BRIAN, DAVID | I | MANAGING DIRECTOR / OPERATIONS MANAGER / REGIONAL PORTFOLIO MANAGER | NA | Control |
| HUNT, BRIAN, DAVID | I | MANAGING DIRECTOR / EQUITY TRADING MANAGER / REGIONAL PORTFOLIO MANAGER | NA | Control |
| HUNT, BRIAN, DAVID | I | MANAGING DIRECTOR / EQUITY TRADING MANAGER / REGIONAL PORTFOLIO MANAGER | NA | Control |
| HUNT, BRIAN, DAVID | I | MANAGING DIRECTOR / EQUITY TRADING MANAGER / REGIONAL PORTFOLIO MANAGER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| KARDYS, RICHARD | I | MANAGING MEMBER | NA | Control |
| LUTZ, WILLIAM, JOHN | I | DIRECTOR OF EQUITIES / SENIOR FUND MANAGER / SENIOR RESEARCH ANALYST | NA | Control |
| LUTZ, WILLIAM, JOHN | I | DIRECTOR OF EQUITIES / SENIOR FUND MANAGER / SENIOR RESEARCH ANALYST | NA | Control |
| LUTZ, WILLIAM, JOHN | I | DIRECTOR OF EQUITIES / SENIOR FUND MANAGER / SENIOR RESEARCH ANALYST | NA | Control |
| LUTZ, WILLIAM, JOHN | I | DIRECTOR OF EQUITIES / SENIOR FUND MANAGER / SENIOR RESEARCH ANALYST | NA | Control |
| LUTZ, WILLIAM, JOHN | I | DIRECTOR OF EQUITIES / SENIOR FUND MANAGER / SENIOR RESEARCH ANALYST | NA | Control |
| LUTZ, WILLIAM, JOHN | I | DIRECTOR OF EQUITIES / SENIOR FUND MANAGER / SENIOR RESEARCH ANALYST | NA | Control |
| MCCAIN, MACE, MARLIN | I | MANAGING DIRECTOR / REGIONAL PORTFOLIO MANAGER | NA | Control |
| MCCAIN, MACE, MARLIN | I | MANAGING DIRECTOR / REGIONAL PORTFOLIO MANAGER | NA | Control |
| MCCAIN, MACE, MARLIN | I | MANAGING DIRECTOR / REGIONAL PORTFOLIO MANAGER | NA | Control |
| MCCAIN, MACE, MARLIN | I | MANAGING DIRECTOR / REGIONAL PORTFOLIO MANAGER | NA | Control |
| MCCAIN, MACE, MARLIN | I | MANAGING DIRECTOR / REGIONAL PORTFOLIO MANAGER | NA | Control |
| MCCAIN, MACE, MARLIN | I | MANAGING DIRECTOR / REGIONAL PORTFOLIO MANAGER | NA | Control |
| MCCAIN, MACE, MARLIN | I | MANAGING DIRECTOR / REGIONAL PORTFOLIO MANAGER | NA | Control |
| MCCAIN, MACE, MARLIN | I | MANAGING DIRECTOR / REGIONAL PORTFOLIO MANAGER | NA | Control |
| MCCAIN, MACE, MARLIN | I | MANAGING DIRECTOR / REGIONAL PORTFOLIO MANAGER | NA | Control |
| MCCAIN, MACE, MARLIN | I | MANAGING DIRECTOR / REGIONAL PORTFOLIO MANAGER | NA | Control |
| MCCAIN, MACE, MARLIN | I | MANAGING DIRECTOR / REGIONAL PORTFOLIO MANAGER | NA | Control |
| MCCAIN, MACE, MARLIN | I | MANAGING DIRECTOR / REGIONAL PORTFOLIO MANAGER | NA | Control |
| MCCAIN, MACE, MARLIN | I | MANAGING DIRECTOR / REGIONAL PORTFOLIO MANAGER | NA | Control |
| MCCAIN, MACE, MARLIN | I | MANAGING DIRECTOR / REGIONAL PORTFOLIO MANAGER | NA | Control |
| MCCAIN, MACE, MARLIN | I | PRESIDENT / MANAGER / MANAGING DIRECTOR | NA | Control |
| MCCAIN, MACE, MARLIN | I | PRESIDENT / MANAGER / MANAGING DIRECTOR | NA | Control |
| MCCAIN, MACE, MARLIN | I | PRESIDENT / MANAGER / MANAGING DIRECTOR | NA | Control |
| MCCAIN, MACE, MARLIN | I | PRESIDENT / MANAGER / MANAGING DIRECTOR/CIO | NA | Control |
| MCCAIN, MACE, MARLIN | I | PRESIDENT / MANAGER / MANAGING DIRECTOR/CIO | NA | Control |
| MCCAIN, MACE, MARLIN | I | PRESIDENT / MANAGER / MANAGING DIRECTOR/CIO | NA | Control |
| MCCAIN, MACE, MARLIN | I | PRESIDENT / MANAGER / MANAGING DIRECTOR/CIO | NA | Control |
| MCCAIN, MACE, MARLIN | I | PRESIDENT / MANAGER / MANAGING DIRECTOR/CIO | NA | Control |
| MCCAIN, MACE, MARLIN | I | PRESIDENT / MANAGER / MANAGING DIRECTOR/CIO | NA | Control |
| MCCAIN, MACE, MARLIN | I | PRESIDENT / MANAGER / MANAGING DIRECTOR/CIO | NA | Control |
| MCCAIN, MACE, MARLIN | I | PRESIDENT / MANAGER / MANAGING DIRECTOR/CIO | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | CORPORATE COUNSEL AND SECRETARY | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | CORPORATE COUNSEL AND SECRETARY | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | CORPORATE COUNSEL AND SECRETARY | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | CORPORATE COUNSEL AND SECRETARY | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | CORPORATE COUNSEL AND SECRETARY / MANAGING MEMBER | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | CORPORATE COUNSEL AND SECRETARY / MANAGING MEMBER | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | CORPORATE COUNSEL AND SECRETARY / MANAGING MEMBER | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | CORPORATE COUNSEL AND SECRETARY / MANAGING MEMBER | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | CORPORATE COUNSEL AND SECRETARY / MANAGING MEMBER | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | CORPORATE COUNSEL AND SECRETARY / MANAGING MEMBER | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | CORPORATE COUNSEL AND SECRETARY / MANAGING MEMBER | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | CORPORATE COUNSEL AND SECRETARY / MANAGING MEMBER | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | CORPORATE COUNSEL AND SECRETARY | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | CORPORATE COUNSEL AND SECRETARY | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | CORPORATE COUNSEL AND SECRETARY | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | MANAGING MEMBER | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | MANAGING MEMBER | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | MANAGING MEMBER | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | MANAGING MEMBER | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | MANAGING MEMBER | NA | Control |
| MCCORMICK, STANLEY, ERWIN | I | MANAGING MEMBER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGING MEMBER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGING MEMBER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGING MEMBER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGING MEMBER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGING MEMBER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGING MEMBER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGER | NA | Control |
| MILICH, MICHAEL, WAYNE | I | MANAGER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | SECRETARY | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | SECRETARY | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | SECRETARY | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | SECRETARY | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | SECRETARY | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | SECRETARY | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | SECRETARY | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | SECRETARY | NA | Control |
| PFEIFER, ROBERT, DEAN | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, ROBERT, DEAN | I | SECRETARY | NA | Control |
| Rhodes, Coolidge, Elmo | I | MANAGER | NA | Control |
| Rhodes, Coolidge, Elmo | I | MANAGER | NA | Control |
| Rhodes, Coolidge, Elmo | I | MANAGER | NA | Control |
| Rhodes, Coolidge, Elmo | I | MANAGER | NA | Control |
| Rhodes, Coolidge, Elmo | I | MANAGER | NA | Control |
| Rhodes, Coolidge, Elmo | I | MANAGER | NA | Control |
| Rhodes, Coolidge, Elmo | I | MANAGER | NA | Control |
| Rhodes, Coolidge, Elmo | I | MANAGER | NA | Control |
| Rhodes, Coolidge, Elmo | I | MANAGER | NA | Control |
| SALINAS, GERARDO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SALINAS, GERARDO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SALINAS, GERARDO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SALINAS, GERARDO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SALINAS, GERARDO | I | CHIEF FINANCIAL OFFICER / MANAGING MEMBER | NA | Control |
| SALINAS, GERARDO | I | CHIEF FINANCIAL OFFICER / MANAGING MEMBER | NA | Control |
| SALINAS, GERARDO | I | CHIEF FINANCIAL OFFICER / MANAGING MEMBER | NA | Control |
| SALINAS, GERARDO | I | CHIEF FINANCIAL OFFICER / MANAGING MEMBER | NA | Control |
| SALINAS, GERARDO | I | CHIEF FINANCIAL OFFICER / MANAGING MEMBER | NA | Control |
| SALINAS, GERARDO | I | CHIEF FINANCIAL OFFICER / MANAGING MEMBER | NA | Control |
| SALINAS, GERARDO | I | CHIEF FINANCIAL OFFICER / MANAGING MEMBER | NA | Control |
| SALINAS, GERARDO | I | CHIEF FINANCIAL OFFICER / MANAGING MEMBER | NA | Control |
| SALINAS, GERARDO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SALINAS, GERARDO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SALINAS, GERARDO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SALINAS, GERARDO | I | MANAGING MEMBER | NA | Control |
| SALINAS, GERARDO | I | MANAGING MEMBER | NA | Control |
| SALINAS, GERARDO | I | MANAGING MEMBER | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGING MEMBER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGER / MANAGING DIRECTOR | NA | Control |
| STRINGFELLOW, TOM, LYNN | I | PRESIDENT / CIO / MANAGER / MANAGING DIRECTOR | NA | Control |
| Severyn, Carol, Jean | I | MANAGER | NA | Control |
| Severyn, Carol, Jean | I | MANAGER | NA | Control |
| Severyn, Carol, Jean | I | MANAGER | NA | Control |
| Severyn, Carol, Jean | I | MANAGER | NA | Control |
| Severyn, Carol, Jean | I | MANAGER | NA | Control |
| Severyn, Carol, Jean | I | MANAGER | NA | Control |
| Severyn, Carol, Jean | I | MANAGER | NA | Control |
| Severyn, Carol, Jean | I | MANAGER | NA | Control |
| Severyn, Carol, Jean | I | MANAGER | NA | Control |
| Severyn, Carol, Jean | I | MANAGER | NA | Control |
| Severyn, Carol, Jean | I | MANAGER | NA | Control |
| THOMPSON, BRAD, FRANCIS DUVAL | I | MANAGING DIRECTOR / DIRECTOR OF RESEARCH / SENIOR FUND MANAGER | NA | Control |
| THOMPSON, BRAD, FRANCIS DUVAL | I | MANAGING DIRECTOR / DIRECTOR OF RESEARCH / SENIOR FUND MANAGER | NA | Control |
| THOMPSON, BRAD, FRANCIS DUVAL | I | MANAGING DIRECTOR / DIRECTOR OF RESEARCH / SENIOR FUND MANAGER | NA | Control |
| THOMPSON, BRAD, FRANCIS DUVAL | I | MANAGING DIRECTOR / DIRECTOR OF RESEARCH / SENIOR FUND MANAGER | NA | Control |
| THOMPSON, BRAD, FRANCIS DUVAL | I | MANAGING DIRECTOR / DIRECTOR OF RESEARCH / SENIOR FUND MANAGER | NA | Control |
| THOMPSON, BRAD, FRANCIS DUVAL | I | MANAGING DIRECTOR / DIRECTOR OF RESEARCH / SENIOR FUND MANAGER | NA | Control |
| THOMPSON, BRAD, FRANCIS DUVAL | I | MANAGING DIRECTOR / DIRECTOR OF RESEARCH / SENIOR FUND MANAGER | NA | Control |
| THOMPSON, BRAD, FRANCIS DUVAL | I | MANAGING DIRECTOR / DIRECTOR OF RESEARCH / SENIOR FUND MANAGER | NA | Control |
| THOMPSON, BRAD, FRANCIS DUVAL | I | MANAGING DIRECTOR / DIRECTOR OF RESEARCH | NA | Control |
| THOMPSON, BRAD, FRANCIS DUVAL | I | MANAGING DIRECTOR / DIRECTOR OF RESEARCH | NA | Control |
| THOMPSON, BRAD, FRANCIS DUVAL | I | MANAGING DIRECTOR / DIRECTOR OF RESEARCH | NA | Control |
| THOMPSON, BRAD, FRANCIS DUVAL | I | MANAGING DIRECTOR / DIRECTOR OF RESEARCH / SENIOR FUND MANAGER | NA | Control |
| THOMPSON, BRAD, FRANCIS DUVAL | I | MANAGING DIRECTOR / DIRECTOR OF RESEARCH / SENIOR FUND MANAGER | NA | Control |
| THOMPSON, BRAD, FRANCIS DUVAL | I | MANAGING DIRECTOR / DIRECTOR OF RESEARCH / SENIOR FUND MANAGER | NA | Control |
| THOMPSON, BRAD, FRANCIS DUVAL | I | MANAGING DIRECTOR / DIRECTOR OF RESEARCH / SENIOR FUND MANAGER | NA | Control |
| THOMPSON, MATTHEW, ANDREW | I | OPERATIONS DIRECTOR / SENIOR PORTFOLIO MANAGER | NA | Control |
| THOMPSON, MATTHEW, ANDREW | I | OPERATIONS DIRECTOR / SENIOR PORTFOLIO MANAGER | NA | Control |
| THOMPSON, MATTHEW, ANDREW | I | OPERATIONS DIRECTOR / SENIOR PORTFOLIO MANAGER | NA | Control |
| THOMPSON, MATTHEW, ANDREW | I | OPERATIONS DIRECTOR / SENIOR PORTFOLIO MANAGER | NA | Control |
| THOMPSON, MATTHEW, ANDREW | I | OPERATIONS DIRECTOR / SENIOR PORTFOLIO MANAGER | NA | Control |
| THOMPSON, MATTHEW, ANDREW | I | OPERATIONS DIRECTOR / SENIOR PORTFOLIO MANAGER | NA | Control |
| THOMPSON, MATTHEW, ANDREW | I | OPERATIONS DIRECTOR / SENIOR PORTFOLIO MANAGER | NA | Control |
| THOMPSON, MATTHEW, ANDREW | I | OPERATIONS DIRECTOR / SENIOR PORTFOLIO MANAGER | NA | Control |
| THOMPSON, MATTHEW, ANDREW | I | OPERATIONS DIRECTOR / SENIOR PORTFOLIO MANAGER | NA | Control |
| THOMPSON, MATTHEW, ANDREW | I | OPERATIONS DIRECTOR / SENIOR PORTFOLIO MANAGER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| TORGERSON, VERNON, DORAN | I | MANAGING MEMBER | NA | Control |
| VELASQUEZ, MARGARET, GARCIA | I | SALES SUPPORT MANAGER | NA | Control |
| VELASQUEZ, MARGARET, GARCIA | I | SALES SUPPORT MANAGER | NA | Control |
| VELASQUEZ, MARGARET, GARCIA | I | SALES SUPPORT MANAGER | NA | Control |
| VELASQUEZ, MARGARET, GARCIA | I | SALES SUPPORT MANAGER | NA | Control |
| VELASQUEZ, MARGARET, GARCIA | I | SALES SUPPORT MANAGER | NA | Control |
| VELASQUEZ, MARGARET, GARCIA | I | SALES SUPPORT MANAGER | NA | Control |
| VELASQUEZ, MARGARET, GARCIA | I | SALES SUPPORT MANAGER | NA | Control |
| WHITE, NICHOLAS, DENCIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, KENNETH | I | MANAGER | NA | Control |
| WILSON, KENNETH | I | MANAGER | NA | Control |
| WILSON, KENNETH | I | MANAGER | NA | Control |
| WILSON, KENNETH | I | MANAGER | NA | Control |
| WILSON, KENNETH | I | MANAGER | NA | Control |
| Waters, James, Lucian | I | MANAGING MEMBEER | NA | Control |
| Waters, James, Lucian | I | MANAGING MEMBEER | NA | Control |
| Waters, James, Lucian | I | MANAGER | NA | Control |
| Waters, James, Lucian | I | MANAGING MEMBER | NA | Control |
| Waters, James, Lucian | I | MANAGER | NA | Control |
| Waters, James, Lucian | I | MANAGER | NA | Control |
| Waters, James, Lucian | I | MANAGER | NA | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION / MANAGING MEMBER | E | Control |
| FROST BANK | DE | PARENT CORPORATION | E | Control |
| FROST BANK | DE | PARENT CORPORATION / MANAGING MEMBER | E | Control |
| FROST BANK | DE | PARENT CORPORATION / MANAGING MEMBER | E | Control |
| FROST BANK | DE | PARENT CORPORATION / MANAGING MEMBER | E | Control |
| FROST BANK | DE | PARENT CORPORATION / MANAGING MEMBER | E | Control |
| FROST BANK | DE | PARENT CORPORATION / MANAGING MEMBER | E | Control |
| FROST BANK | DE | PARENT CORPORATION / MANAGING MEMBER | E | Control |
| FROST BANK | DE | PARENT CORPORATION / MANAGING MEMBER | E | Control |
| FROST BANK | DE | PARENT CORPORATION / MANAGING MEMBER | E | Control |
| FROST BANK | DE | PARENT CORPORATION / MANAGING MEMBER | E | Control |
| FROST BANK | DE | PARENT CORPORATION / MANAGING MEMBER | E | Control |
| FROST BANK | DE | PARENT CORPORATION / MANAGING MEMBER | E | Control |
| FROST BANK | DE | PARENT CORPORATION / MANAGING MEMBER | E | Control |
| FROST BANK | DE | PARENT CORPORATION / MANAGING MEMBER | E | Control |
| THE FROST NATIONAL BANK | DE | PARENT CORPORATION | E | Control |
| THE FROST NATIONAL BANK | DE | PARENT CORPORATION | E | Control |
| THE FROST NATIONAL BANK | DE | PARENT CORPORATION | E | Control |
| THE FROST NATIONAL BANK | DE | PARENT CORPORATION | E | Control |
| THE FROST NATIONAL BANK | DE | PARENT CORPORATION | E | Control |
| THE FROST NATIONAL BANK | DE | PARENT CORPORATION | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CULLEN/FROST BANKERS, INC. | DE | THE NEW GALVESTON COMPANY | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | THE NEW GALVESTON COMPANY | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | THE NEW GALVESTON COMPANY | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | THE NEW GALVESTON COMPANY | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | THE NEW GALVESTON COMPANY | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | THE NEW GALVESTON COMPANY | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | THE NEW GALVESTON COMPANY | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | THE NEW GALVESTON COMPANY | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | THE NEW GALVESTON COMPANY | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| CULLEN/FROST BANKERS, INC. | DE | FROST BANK | E | Control |
| THE NEW GALVESTON COMPANY | DE | THE FROST NATIONAL BANK | E | Control |
| THE NEW GALVESTON COMPANY | DE | THE FROST NATIONAL BANK | E | Control |
| THE NEW GALVESTON COMPANY | DE | THE FROST NATIONAL BANK | E | Control |
| THE NEW GALVESTON COMPANY | DE | THE FROST NATIONAL BANK | E | Control |
| THE NEW GALVESTON COMPANY | DE | THE FROST NATIONAL BANK | E | Control |
| THE NEW GALVESTON COMPANY | DE | FROST BANK | E | Control |
| THE NEW GALVESTON COMPANY | DE | THE FROST NATIONAL BANK | E | Control |
| THE NEW GALVESTON COMPANY | DE | FROST BANK | E | Control |
| THE NEW GALVESTON COMPANY | DE | FROST BANK | E | Control |
Registrations
Federal
IA
Oct 21, 2025 REGISTERED
Notice Filings (1)
TX
Address
111 WEST HOUSTON STREET10TH FLOOR
SAN ANTONIO, TX 78205
United States
Phone: 210-220-5070