JAVELIN INVESTMENT MANAGEMENT, LLC
CRD #146197 SEC #801-69754 PRINCETON, NJ 609-356-0800
SEC Registered Disclosures
Total AUM
$0
Discretionary
$0
Employees
1
Clients
--
Accounts
0
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 22, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRITH, BRINTON, WESLEY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FRITH, BRINTON, WESLEY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FRITH, BRINTON, WESLEY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FRITH, BRINTON, WESLEY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FRITH, BRINTON, WESLEY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GENCAP VENTURES, LLC | DE | MEMBER | E | Control |
| JAVELIN HOLDINGS, L.L.C. | DE | MEMEBER | E | Control |
| JAVELIN HOLDINGS, L.L.C. | DE | MEMEBER | E | Control |
| JAVELIN HOLDINGS, L.L.C. | DE | MEMEBER | E | Control |
| JAVELIN HOLDINGS, L.L.C. | DE | MEMEBER | E | Control |
| JAVELIN HOLDINGS, L.L.C. | DE | MEMEBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COLPITTS, JOEL, BRIAN | I | GENCAP VENTURES, LLC | F | Control |
| FRITH, BRINTON, WESLEY | I | JAVELIN HOLDINGS, L.L.C. | F | Control |
| LESKO, CATHLEEN | I | JAVELIN HOLDINGS, L.L.C. | F | Control |
| ESPOSITO, MARK, ALLEN | I | GENCAP VENTURES, LLC | E | Control |
| FRITH, BRINTON, WESLEY | I | JAVELIN HOLDINGS, L.L.C. | D | Control |
| FRITH, BRINTON, WESLEY | I | JAVELIN HOLDINGS, L.L.C. | D | Control |
| FRITH, BRINTON, WESLEY | I | JAVELIN HOLDINGS, L.L.C. | D | Control |
| FRITH, BRINTON, WESLEY | I | JAVELIN HOLDINGS, L.L.C. | D | Control |
| LESKO, CATHLEEN | I | JAVELIN HOLDINGS, L.L.C. | D | Control |
| LESKO, CATHLEEN | I | JAVELIN HOLDINGS, L.L.C. | D | Control |
| LESKO, CATHLEEN | I | JAVELIN HOLDINGS, L.L.C. | D | Control |
| LESKO, CATHLEEN | I | JAVELIN HOLDINGS, L.L.C. | D | Control |
Registrations
Federal
IA
Jun 22, 2012 REGISTERED
Notice Filings (1)
NJ
Address
33 WITHERSPOON STREETSUITE 210
PRINCETON, NJ 08542
United States
Phone: 609-356-0800