STOCKER WOODS FINANCIAL, INC
CRD #146207 SEC #801-69103 DENTON, TX 940-566-1212
SEC Registered
Total AUM
$19.5M
Discretionary
$17.3M
Employees
5
Clients
0
Accounts
258
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 11, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STOCKER, CARL, HARRISON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STOCKER, CARL, HARRISON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STOCKER, CARL, HARRISON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WOODS, MICHAEL, DENNIS | I | VICE PRESIDENT | B | Control |
| WOODS, MICHAEL, DENNIS | I | VICE PRESIDENT | B | Control |
| WOODS, MICHAEL, DENNIS | I | VICE PRESIDENT | B | Control |
Registrations
Federal
IA
May 11, 2009 REGISTERED
Notice Filings (3)
LA NE TX
Address
2412 OLD NORTH ROAD, #103DENTON, TX 76209
United States
Phone: 940-566-1212