CIFC INVESTMENT MANAGEMENT LLC
Legal name: COMMERCIAL INDUSTRIAL FINANCE CORP
CRD #146215 SEC #801-69227 NEW YORK, NY 212-624-1200
SEC Registered
Total AUM
$3.6B
Discretionary
$3.6B
Employees
--
Clients
--
Accounts
8
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 26, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COLLETTI, CARL, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILTON, ROBERT, COLBY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTON, ROBERT, COLBY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| MILTON, ROBERT, COLBY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| MILTON, ROBERT, COLBY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTON, ROBERT, COLBY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTON, ROBERT, COLBY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| CIFC CORP. | DE | SOLE MEMBER | E | Control |
| CIFC DEERFIELD CORP. | DE | SOLE MEMBER | E | Control |
| CIFC DEERFIELD CORP. | DE | SOLE MEMBER | E | Control |
| CIFC DEERFIELD CORP. | DE | SOLE MEMBER | E | Control |
| CIFC PARENT HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| CIFC PARENT HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CHARLESBANK EQUITY FUND V, L.P. | DE | CHARLESBANK CIFC HOLDINGS, LLC | E | Control |
| CHARLESBANK EQUITY FUND V, L.P. | DE | CHARLESBANK CIFC HOLDINGS, LLC | E | Control |
| CHARLESBANK CIFC HOLDINGS, LLC | DE | CIFC PARENT HOLDINGS LLC | C | Control |
| CHARLESBANK CIFC HOLDINGS, LLC | DE | CIFC PARENT HOLDINGS LLC | C | Control |
| CHARLESBANK EQUITY FUND VI, L.P. | DE | CIFC PARENT HOLDINGS LLC | C | Control |
| CHARLESBANK EQUITY FUND VI, L.P. | DE | CIFC PARENT HOLDINGS LLC | C | Control |
Registrations
Federal
IA
May 26, 2011 REGISTERED
Notice Filings (1)
NY
Address
250 PARK AVENUE5TH FLOOR
NEW YORK, NY 10177
United States
Phone: 212-624-1200