RIVERFRONT INVESTMENT GROUP, LLC
CRD #146221 SEC #801-68810 RICHMOND, VA 804-549-4800
SEC Registered Disclosures
Total AUM
$1.2B
Discretionary
$1.2B
Employees
45
Clients
--
Accounts
977
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 16, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| BOOTH, STEVEN, GREGORY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| Davis, Todd, Michael | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBS, JULIA, JONES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GROSSMAN, ADAM | I | GLOBAL EQUITY CHIEF INVESTMENT OFFICER, PARTNER, BOARD MEMBER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF MANAGERS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/PRESIDENT AND CEO OF RIVERSHARES | NA | Control |
| JONES, PAUL, MICHAEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS/PRESIDENT AND CEO OF RIVERSHARES | NA | Control |
| JONES, PAUL, MICHAEL | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| JONES, PAUL, MICHAEL | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| KONSTANTINOS, CHRISTOPHER, JOHN | I | CHIEF MARKET STRATEGIST, MANAGING PARTNR, MEMBER OF BOARD OF DIRECTORS | NA | Control |
| KONSTANTINOS, CHRISTOPHER, JOHN | I | CHIEF MARKET STRATEGIST, MANAGING PARTNR, MEMBER OF BOARD OF DIRECTORS | NA | Control |
| KONSTANTINOS, CHRISTOPHER, JOHN | I | CHIEF MARKET STRATEGIST, MANAGING PARTNR, MEMBER OF BOARD OF DIRECTORS | NA | Control |
| KONSTANTINOS, CHRISTOPHER, JOHN | I | CHIEF MARKET STRATEGIST, MANAGING PARTNER, MEMBER OF BOARD OF DIRECTORS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| NICHOLSON, KEVIN, LAMONT | I | GLOBAL FIXED INCOME CIO, PARTNER, BOARD MEMBER | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| PURCELL, PAUL, EDWARD | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| QUINN, PETER, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF U.S. EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF U.S. EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF U.S. EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF U.S. EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF U.S. EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF U.S. EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF U.S. EQUITY OFFICER | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SANDLER, DOUGLAS, ALAN | I | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF MANAGERS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHROEDER, MICHAEL, JOHN | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMAILES, WENDY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF MANAGERS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF DIRECTORS/CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | MEMBER OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | NA | Control |
| SMYTH, RODERICK, ARTHUR | I | VICE CHAIRMAN | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF COMPLIANCE OFFICER/MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF COMPLIANCE OFFICER/MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF COMPLIANCE OFFICER/MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF COMPLIANCE OFFICER/MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF COMPLIANCE OFFICER/MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF COMPLIANCE OFFICER/MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF COMPLIANCE OFFICER/MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF OPERATING OFFICER/MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| SOUTHALL, KARRIE, BURNHAM | I | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TAFT, JOHN, GODFREY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| WEAR, BRADFORD, ADAM | I | NATIONAL SALES MANAGER, PARTNER | NA | Control |
| QUINN, PETER, JOHN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| JONES, PAUL, MICHAEL | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| MOELCHERT, LOUIS, WILLIAM | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| PURCELL, PAUL, EDWARD | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| QUINN, PETER, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SANDLER, DOUGLAS, ALAN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SCHROEDER, MICHAEL, JOHN | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| SMYTH, RODERICK, ARTHUR | I | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | F | Control |
| BAIRD HOLDING COMPANY | DE | BAIRD FINANCIAL CORPORATION | E | Control |
| BAIRD HOLDING COMPANY | DE | BAIRD FINANCIAL CORPORATION | E | Control |
| BAIRD HOLDING COMPANY | DE | BAIRD FINANCIAL CORPORATION | E | Control |
| BAIRD HOLDING COMPANY | DE | BAIRD FINANCIAL CORPORATION | E | Control |
| BAIRD HOLDING COMPANY | DE | BAIRD FINANCIAL CORPORATION | E | Control |
| BAIRD HOLDING COMPANY | DE | BAIRD FINANCIAL CORPORATION | E | Control |
| BAIRD HOLDING COMPANY | DE | BAIRD FINANCIAL CORPORATION | E | Control |
| BAIRD HOLDING COMPANY | DE | BAIRD FINANCIAL CORPORATION | E | Control |
| BAIRD HOLDING COMPANY | DE | BAIRD FINANCIAL CORPORATION | E | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
| BAIRD FINANCIAL CORPORATION | DE | RIVERFRONT INVESTMENT HOLDING GROUP, LLC | C | Control |
Registrations
Federal
IA
Jul 16, 2025 REGISTERED
Notice Filings (50)
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