ADVANTAGE INVESTMENT MANAGEMENT, LLC
CRD #146236 SEC #801-69551 CEDAR RAPIDS, IA 319-366-7300
SEC Registered Disclosures
Total AUM
$385.6M
Discretionary
$321.1M
Employees
30
Clients
26
Accounts
2,524
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Iowa
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 7, 2019
- Branch Offices
- 15
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUERBACH, CHARLES | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| AUERBACH, CHARLES, NMN | I | DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| BARBATTI, THOMAS, JOSEPH | I | CEO/DIRECTOR | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| DARDEN, MELISSA, ANN | I | BOARD SECRETARY/DIRECTOR/EVP | NA | Control |
| GIESTING, BRIAN, PATRICK | I | DIRECTOR | NA | |
| GIESTING, BRIAN, PATRICK | I | DIRECTOR | NA | |
| GIESTING, BRIAN, PATRICK | I | DIRECTOR | NA | |
| GIESTING, BRIAN, PATRICK | I | DIRECTOR | NA | |
| GIESTING, BRIAN, PATRICK | I | DIRECTOR | NA | |
| GIESTING, BRIAN, PATRICK | I | DIRECTOR | NA | |
| GIESTING, BRIAN, PATRICK | I | DIRECTOR | NA | |
| GIESTING, BRIAN, PATRICK | I | DIRECTOR | NA | |
| GIESTING, BRIAN, PATRICK | I | DIRECTOR | NA | |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR/PRESIDENT | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR/PRESIDENT | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR/PRESIDENT | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR/PRESIDENT | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR/PRESIDENT | NA | Control |
| HOLDER, DOUGLAS, BRYAN | I | DIRECTOR/PRESIDENT | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| HOLTZ, LOUISE, DOROTHY | I | DIRECTOR | NA | |
| HOLTZ, LOUISE, DOROTHY | I | DIRECTOR | NA | |
| HOLTZ, LOUISE, DOROTHY | I | DIRECTOR | NA | |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| KADISH, JOSHUA, ISAAC | I | SR VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| MARVEL, KATHARINE, BOOTH | I | VP/DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| REES, MICHAEL, DOUGLAS | I | DIRECTOR | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| RUSSO, JOSEPH, ROY | I | CHAIRMAN | NA | Control |
| SCHERRMAN, MICHAEL, EMMETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHERRMAN, MICHAEL, EMMETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHERRMAN, MICHAEL, EMMETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHERRMAN, MICHAEL, EMMETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR/CEO | NA | Control |
| SOUDERS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
| ADVANTAGE FINANCIAL GROUP, INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
| RUSSO, JOSEPH, ROY | I | ADVANTAGE FINANCIAL GROUP | C | Control |
Registrations
Federal
IA
Nov 7, 2019 REGISTERED
Notice Filings (38)
AK AL AR AZ CA CO CT DE FL GA IA IL IN KS KY LA MA MI MN MO MS NC NE NH NJ NM NV NY OH OR PA SC TN TX UT VA WA WI
Address
222 3RD AVE SESUITE 269
CEDAR RAPIDS, IA 52401
United States
Phone: 319-366-7300