HARPSWELL CAPITAL MANAGEMENT, LLC
CRD #146252 SEC #801-68846 PORTLAND, ME 207-221-2202
SEC Registered Private Funds
Total AUM
$122.2M
Discretionary
$122.2M
Employees
6
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2012
- Branch Offices
- --
- CIK (EDGAR)
- 1511129
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FINN, JULIA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FINN, JULIA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FINN, JULIA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FINN, JULIA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GODDU, TROY, ROBERT | I | SENIOR ANALYST | NA | |
| HUGENBERGER, NOAH, ISAAC | I | VICE PRESIDENT | NA | Control |
| LOCASALE, ANNE-JARRELL, R. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCASALE, ANNE-JARRELL, R. | I | VICE PRESIDENT | NA | Control |
| WELLEHAN, JOHN, THOMAS | I | VICE PRESIDENT | NA | Control |
| WELLEHAN, JOHN, THOMAS | I | VICE PRESIDENT | NA | Control |
| WELLEHAN, JOHN, THOMAS | I | VICE PRESIDENT | NA | Control |
| MOORE, JOHN, PATRICK | I | PRESIDENT AND MANAGING DIRECTOR | E | Control |
| MOORE, JOHN, PATRICK | I | PRESIDENT AND MANAGING DIRECTOR | E | Control |
| MOORE, JOHN, PATRICK | I | PRESIDENT AND MANAGING DIRECTOR | E | Control |
| MOORE, JOHN, PATRICK | I | PRESIDENT AND MANAGING DIRECTOR | E | Control |
| MOORE, JOHN, PATRICK | I | PRESIDENT AND MANAGING DIRECTOR | E | Control |
Registrations
Federal
IA
Mar 21, 2012 REGISTERED
Notice Filings (2)
ME PA
Address
2 MONUMENT SQUARESUITE 650
PORTLAND, ME 04101
United States
Phone: 207-221-2202