A&S CAPITAL MANAGEMENT, LLC
CRD #146343 SEC #801-68838 CHULA VISTA, CA 619-423-3140
SEC Registered
Total AUM
$1.4M
Discretionary
$1.4M
Employees
5
Clients
0
Accounts
15
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALTREE, TIMOTHY, PAUL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| ALTREE, TIMOTHY, PAUL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| SLUIS, ROBERT, RICHARDSON JOHN | I | PRESIDENT / COMPLINACE OFFICER | D | Control |
| SLUIS, ROBERT, RICHARDSON JOHN | I | VICE PRESIDENT | D | Control |
| SLUIS, ROBERT, RICHARDSON JOHN | I | VICE PRESIDENT | D | Control |
Registrations
Federal
IA
Apr 1, 2011 REGISTERED
Notice Filings (1)
CA
Address
136A 27TH STREETCHULA VISTA, CA 91911
United States
Phone: 619-423-3140