CAPE INVESTMENT ADVISORY, INC.
CRD #146384 SEC #801-71349 MCDONOUGH, GA 678-583-1120
SEC Registered Disclosures
Total AUM
$402.4M
Discretionary
$383.7M
Employees
140
Clients
1
Accounts
1,769
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2025 | $402.4M | $383.7M | $18.7M | 140 | 0 |
| Aug 2025 | $402.4M | $383.7M | $18.7M | 140 | 0 |
| Mar 2025 | $402.4M | $383.7M | $18.7M | 140 | 0 |
| Oct 2024 | $365.2M | $314.3M | $50.9M | 140 | 0 |
| Oct 2024 | $365.2M | $314.3M | $50.9M | 140 | 0 |
| Jul 2024 | $365.2M | $314.3M | $50.9M | 140 | 0 |
| Apr 2024 | $365.2M | $314.3M | $50.9M | 140 | 0 |
| Apr 2024 | $365.2M | $314.3M | $50.9M | 140 | 0 |
| Apr 2024 | $365.2M | $314.3M | $50.9M | 140 | 0 |
| Mar 2024 | $365.2M | $314.3M | $50.9M | 140 | 0 |
| Feb 2024 | $298.9M | $277.8M | $21M | 140 | 0 |
| Oct 2023 | $298.9M | $277.8M | $21M | 140 | 0 |
| Oct 2023 | $298.9M | $277.8M | $21M | 140 | 0 |
| Apr 2023 | $298.9M | $277.8M | $21M | 139 | 0 |
| Apr 2023 | $298.9M | $277.8M | $21M | 139 | 0 |
| Mar 2023 | $283.7M | $283.3M | $488.6K | 41 | 0 |
| Dec 2022 | $283.7M | $283.3M | $488.6K | 43 | 0 |
| Dec 2022 | $283.7M | $283.3M | $488.6K | 43 | 0 |
| Nov 2022 | $283.7M | $283.3M | $488.6K | 43 | 0 |
| Sep 2022 | $283.7M | $283.3M | $488.6K | 43 | 0 |
| May 2022 | $283.7M | $283.3M | $488.6K | 41 | 0 |
| Apr 2022 | $283.7M | $283.3M | $488.6K | 42 | 0 |
| Mar 2022 | $231.8M | $202.1M | $29.8M | 44 | 0 |
| Mar 2022 | $231.8M | $202.1M | $29.8M | 45 | 0 |
| Sep 2021 | $231.8M | $202.1M | $29.8M | 51 | 0 |
| Jul 2021 | $231.8M | $202.1M | $29.8M | 51 | 0 |
| May 2021 | $231.8M | $202.1M | $29.8M | 49 | 0 |
| Apr 2021 | $231.8M | $202.1M | $29.8M | 49 | 0 |
| Apr 2021 | $231.8M | $202.1M | $29.8M | 49 | 0 |
| Mar 2021 | $231.8M | $202.1M | $29.8M | 49 | 0 |
| Feb 2021 | $294.3M | $271.8M | $22.5M | 30 | 0 |
| Nov 2020 | $294.3M | $271.8M | $22.5M | 30 | 0 |
| Nov 2020 | $294.3M | $271.8M | $22.5M | 30 | 0 |
| Nov 2020 | $294.3M | $271.8M | $22.5M | 30 | 0 |
| Aug 2020 | $294.3M | $271.8M | $22.5M | 30 | 0 |
| Jun 2020 | $294.3M | $271.8M | $22.5M | 30 | 0 |
| Apr 2020 | $294.3M | $271.8M | $22.5M | 30 | 0 |
| Oct 2019 | $173.2M | $150.5M | $22.7M | 42 | 0 |
| Sep 2019 | $173.2M | $150.5M | $22.7M | 42 | 0 |
| Sep 2019 | $173.2M | $150.5M | $22.7M | 42 | 0 |
| Apr 2019 | $173.2M | $150.5M | $22.7M | 42 | 0 |
| Apr 2019 | $173.2M | $150.5M | $22.7M | 42 | 0 |
| Apr 2019 | $173.2M | $150.5M | $22.7M | 42 | 0 |
| Apr 2019 | $173.2M | $150.5M | $22.7M | 42 | 0 |
| Jan 2019 | $105M | $100M | $5M | 42 | 0 |
| Jan 2019 | $105M | $100M | $5M | 42 | 0 |
| Jan 2019 | $105M | $100M | $5M | 42 | 0 |
| Jan 2019 | $105M | $100M | $5M | 42 | 0 |
| Mar 2018 | $105M | $100M | $5M | 42 | 0 |
| Apr 2017 | $91M | $88M | $3M | 31 | 600 |
| Nov 2016 | $101M | $95M | $6M | 35 | 600 |
| Oct 2016 | $101M | $95M | $6M | 35 | 600 |
| Jul 2016 | $101M | $95M | $6M | 35 | 600 |
| Apr 2016 | $101M | $95M | $6M | 35 | 600 |
| Apr 2016 | $101M | $95M | $6M | 35 | 600 |
| Feb 2016 | $75M | $70M | $5M | 40 | 400 |
| Dec 2015 | $75M | $70M | $5M | 40 | 400 |
| Oct 2015 | $75M | $70M | $5M | 40 | 400 |
| Apr 2015 | $75M | $70M | $5M | 40 | 400 |
| Dec 2014 | $71M | $70M | $1M | 40 | 400 |
| Apr 2014 | $71M | $70M | $1M | 40 | 400 |
| Feb 2014 | $51M | $50M | $1M | 25 | 300 |
| Aug 2013 | $51M | $50M | $1M | 25 | 300 |
| Apr 2013 | $51M | $50M | $1M | 25 | 300 |
| Mar 2013 | $51M | $50M | $1M | 25 | 300 |
| Mar 2013 | $43M | $43M | $0 | 16 | 11 |
| Aug 2012 | $43M | $43M | $0 | 51 | 11 |
| Mar 2012 | $49M | $49M | $0 | 51 | 11 |
| Mar 2012 | $49M | $49M | $0 | 51 | 11 |
| Mar 2011 | $49M | $49M | $0 | 51 | -- |
| Mar 2011 | $35M | $25M | $10M | 51 | -- |
| Mar 2011 | $35M | $25M | $10M | 51 | -- |
| Jan 2011 | $35M | $25M | $10M | 51 | -- |
| Sep 2010 | $35M | $25M | $10M | 51 | -- |
| Jul 2010 | $35M | $25M | $10M | 51 | -- |
| Jul 2010 | $35M | $25M | $10M | 51 | -- |
| Jul 2010 | $35M | $25M | $10M | 51 | -- |
| Jun 2010 | $35M | $25M | $10M | 51 | -- |
| Jun 2010 | $35M | $25M | $10M | 51 | -- |
| May 2010 | $35M | $25M | $10M | 5 | -- |
| Apr 2010 | $35M | $25M | $10M | 5 | -- |
DateDec 2025
Total AUM$402.4M
Discretionary$383.7M
Non-Disc.$18.7M
Employees140
Clients0
DateAug 2025
Total AUM$402.4M
Discretionary$383.7M
Non-Disc.$18.7M
Employees140
Clients0
DateMar 2025
Total AUM$402.4M
Discretionary$383.7M
Non-Disc.$18.7M
Employees140
Clients0
DateOct 2024
Total AUM$365.2M
Discretionary$314.3M
Non-Disc.$50.9M
Employees140
Clients0
DateOct 2024
Total AUM$365.2M
Discretionary$314.3M
Non-Disc.$50.9M
Employees140
Clients0
DateJul 2024
Total AUM$365.2M
Discretionary$314.3M
Non-Disc.$50.9M
Employees140
Clients0
DateApr 2024
Total AUM$365.2M
Discretionary$314.3M
Non-Disc.$50.9M
Employees140
Clients0
DateApr 2024
Total AUM$365.2M
Discretionary$314.3M
Non-Disc.$50.9M
Employees140
Clients0
DateApr 2024
Total AUM$365.2M
Discretionary$314.3M
Non-Disc.$50.9M
Employees140
Clients0
DateMar 2024
Total AUM$365.2M
Discretionary$314.3M
Non-Disc.$50.9M
Employees140
Clients0
DateFeb 2024
Total AUM$298.9M
Discretionary$277.8M
Non-Disc.$21M
Employees140
Clients0
DateOct 2023
Total AUM$298.9M
Discretionary$277.8M
Non-Disc.$21M
Employees140
Clients0
DateOct 2023
Total AUM$298.9M
Discretionary$277.8M
Non-Disc.$21M
Employees140
Clients0
DateApr 2023
Total AUM$298.9M
Discretionary$277.8M
Non-Disc.$21M
Employees139
Clients0
DateApr 2023
Total AUM$298.9M
Discretionary$277.8M
Non-Disc.$21M
Employees139
Clients0
DateMar 2023
Total AUM$283.7M
Discretionary$283.3M
Non-Disc.$488.6K
Employees41
Clients0
DateDec 2022
Total AUM$283.7M
Discretionary$283.3M
Non-Disc.$488.6K
Employees43
Clients0
DateDec 2022
Total AUM$283.7M
Discretionary$283.3M
Non-Disc.$488.6K
Employees43
Clients0
DateNov 2022
Total AUM$283.7M
Discretionary$283.3M
Non-Disc.$488.6K
Employees43
Clients0
DateSep 2022
Total AUM$283.7M
Discretionary$283.3M
Non-Disc.$488.6K
Employees43
Clients0
DateMay 2022
Total AUM$283.7M
Discretionary$283.3M
Non-Disc.$488.6K
Employees41
Clients0
DateApr 2022
Total AUM$283.7M
Discretionary$283.3M
Non-Disc.$488.6K
Employees42
Clients0
DateMar 2022
Total AUM$231.8M
Discretionary$202.1M
Non-Disc.$29.8M
Employees44
Clients0
DateMar 2022
Total AUM$231.8M
Discretionary$202.1M
Non-Disc.$29.8M
Employees45
Clients0
DateSep 2021
Total AUM$231.8M
Discretionary$202.1M
Non-Disc.$29.8M
Employees51
Clients0
DateJul 2021
Total AUM$231.8M
Discretionary$202.1M
Non-Disc.$29.8M
Employees51
Clients0
DateMay 2021
Total AUM$231.8M
Discretionary$202.1M
Non-Disc.$29.8M
Employees49
Clients0
DateApr 2021
Total AUM$231.8M
Discretionary$202.1M
Non-Disc.$29.8M
Employees49
Clients0
DateApr 2021
Total AUM$231.8M
Discretionary$202.1M
Non-Disc.$29.8M
Employees49
Clients0
DateMar 2021
Total AUM$231.8M
Discretionary$202.1M
Non-Disc.$29.8M
Employees49
Clients0
DateFeb 2021
Total AUM$294.3M
Discretionary$271.8M
Non-Disc.$22.5M
Employees30
Clients0
DateNov 2020
Total AUM$294.3M
Discretionary$271.8M
Non-Disc.$22.5M
Employees30
Clients0
DateNov 2020
Total AUM$294.3M
Discretionary$271.8M
Non-Disc.$22.5M
Employees30
Clients0
DateNov 2020
Total AUM$294.3M
Discretionary$271.8M
Non-Disc.$22.5M
Employees30
Clients0
DateAug 2020
Total AUM$294.3M
Discretionary$271.8M
Non-Disc.$22.5M
Employees30
Clients0
DateJun 2020
Total AUM$294.3M
Discretionary$271.8M
Non-Disc.$22.5M
Employees30
Clients0
DateApr 2020
Total AUM$294.3M
Discretionary$271.8M
Non-Disc.$22.5M
Employees30
Clients0
DateOct 2019
Total AUM$173.2M
Discretionary$150.5M
Non-Disc.$22.7M
Employees42
Clients0
DateSep 2019
Total AUM$173.2M
Discretionary$150.5M
Non-Disc.$22.7M
Employees42
Clients0
DateSep 2019
Total AUM$173.2M
Discretionary$150.5M
Non-Disc.$22.7M
Employees42
Clients0
DateApr 2019
Total AUM$173.2M
Discretionary$150.5M
Non-Disc.$22.7M
Employees42
Clients0
DateApr 2019
Total AUM$173.2M
Discretionary$150.5M
Non-Disc.$22.7M
Employees42
Clients0
DateApr 2019
Total AUM$173.2M
Discretionary$150.5M
Non-Disc.$22.7M
Employees42
Clients0
DateApr 2019
Total AUM$173.2M
Discretionary$150.5M
Non-Disc.$22.7M
Employees42
Clients0
DateJan 2019
Total AUM$105M
Discretionary$100M
Non-Disc.$5M
Employees42
Clients0
DateJan 2019
Total AUM$105M
Discretionary$100M
Non-Disc.$5M
Employees42
Clients0
DateJan 2019
Total AUM$105M
Discretionary$100M
Non-Disc.$5M
Employees42
Clients0
DateJan 2019
Total AUM$105M
Discretionary$100M
Non-Disc.$5M
Employees42
Clients0
DateMar 2018
Total AUM$105M
Discretionary$100M
Non-Disc.$5M
Employees42
Clients0
DateApr 2017
Total AUM$91M
Discretionary$88M
Non-Disc.$3M
Employees31
Clients600
DateNov 2016
Total AUM$101M
Discretionary$95M
Non-Disc.$6M
Employees35
Clients600
DateOct 2016
Total AUM$101M
Discretionary$95M
Non-Disc.$6M
Employees35
Clients600
DateJul 2016
Total AUM$101M
Discretionary$95M
Non-Disc.$6M
Employees35
Clients600
DateApr 2016
Total AUM$101M
Discretionary$95M
Non-Disc.$6M
Employees35
Clients600
DateApr 2016
Total AUM$101M
Discretionary$95M
Non-Disc.$6M
Employees35
Clients600
DateFeb 2016
Total AUM$75M
Discretionary$70M
Non-Disc.$5M
Employees40
Clients400
DateDec 2015
Total AUM$75M
Discretionary$70M
Non-Disc.$5M
Employees40
Clients400
DateOct 2015
Total AUM$75M
Discretionary$70M
Non-Disc.$5M
Employees40
Clients400
DateApr 2015
Total AUM$75M
Discretionary$70M
Non-Disc.$5M
Employees40
Clients400
DateDec 2014
Total AUM$71M
Discretionary$70M
Non-Disc.$1M
Employees40
Clients400
DateApr 2014
Total AUM$71M
Discretionary$70M
Non-Disc.$1M
Employees40
Clients400
DateFeb 2014
Total AUM$51M
Discretionary$50M
Non-Disc.$1M
Employees25
Clients300
DateAug 2013
Total AUM$51M
Discretionary$50M
Non-Disc.$1M
Employees25
Clients300
DateApr 2013
Total AUM$51M
Discretionary$50M
Non-Disc.$1M
Employees25
Clients300
DateMar 2013
Total AUM$51M
Discretionary$50M
Non-Disc.$1M
Employees25
Clients300
DateMar 2013
Total AUM$43M
Discretionary$43M
Non-Disc.$0
Employees16
Clients11
DateAug 2012
Total AUM$43M
Discretionary$43M
Non-Disc.$0
Employees51
Clients11
DateMar 2012
Total AUM$49M
Discretionary$49M
Non-Disc.$0
Employees51
Clients11
DateMar 2012
Total AUM$49M
Discretionary$49M
Non-Disc.$0
Employees51
Clients11
DateMar 2011
Total AUM$49M
Discretionary$49M
Non-Disc.$0
Employees51
Clients--
DateMar 2011
Total AUM$35M
Discretionary$25M
Non-Disc.$10M
Employees51
Clients--
DateMar 2011
Total AUM$35M
Discretionary$25M
Non-Disc.$10M
Employees51
Clients--
DateJan 2011
Total AUM$35M
Discretionary$25M
Non-Disc.$10M
Employees51
Clients--
DateSep 2010
Total AUM$35M
Discretionary$25M
Non-Disc.$10M
Employees51
Clients--
DateJul 2010
Total AUM$35M
Discretionary$25M
Non-Disc.$10M
Employees51
Clients--
DateJul 2010
Total AUM$35M
Discretionary$25M
Non-Disc.$10M
Employees51
Clients--
DateJul 2010
Total AUM$35M
Discretionary$25M
Non-Disc.$10M
Employees51
Clients--
DateJun 2010
Total AUM$35M
Discretionary$25M
Non-Disc.$10M
Employees51
Clients--
DateJun 2010
Total AUM$35M
Discretionary$25M
Non-Disc.$10M
Employees51
Clients--
DateMay 2010
Total AUM$35M
Discretionary$25M
Non-Disc.$10M
Employees5
Clients--
DateApr 2010
Total AUM$35M
Discretionary$25M
Non-Disc.$10M
Employees5
Clients--