LAMIA FINANCIAL GROUP, INC.
CRD #146421 SEC #801-70245 THOUSAND OAKS, CA 805-494-3416
SEC Registered
Total AUM
$306.6M
Discretionary
$306.6M
Employees
7
Clients
101
Accounts
792
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LAMIA, CHRISTOPHER, ANTHONY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LAMIA, CHRISTOPHER, ANTHONY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LAMIA, CHRISTOPHER, ANTHONY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LAMIA, CHRISTOPHER, ANTHONY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LAMIA, CHRISTOPHER, ANTHONY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LAMIA, CHRISTOPHER, ANTHONY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LAMIA, CHRISTOPHER, ANTHONY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LAMIA, CHRISTOPHER, ANTHONY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LAMIA, CHRISTOPHER, ANTHONY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LAMIA, CHRISTOPHER, ANTHONY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LAMIA, CHRISTOPHER, ANTHONY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LAMIA, CHRISTOPHER, ANTHONY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LAMIA, CHRISTOPHER, ANTHONY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LAMIA, CHRISTOPHER, ANTHONY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LAMIA, CHRISTOPHER, ANTHONY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LAMIA, CHRISTOPHER, ANTHONY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| BORENSTEIN, JEFFREY, ARNOLD | I | OWNER | B | |
| BORENSTEIN, JEFFREY, ARNOLD | I | OWNER | B | |
| BORENSTEIN, JEFFREY, ARNOLD | I | OWNER | B | |
| BORENSTEIN, JEFFREY, ARNOLD | I | OWNER | B | |
| BORENSTEIN, JEFFREY, ARNOLD | I | OWNER | B | |
| BORENSTEIN, JEFFREY, ARNOLD | I | OWNER | B | |
| BORENSTEIN, JEFFREY, ARNOLD | I | VICE PRESIDENT | B | |
| BORENSTEIN, JEFFREY, ARNOLD | I | VICE PRESIDENT | B | |
| BORENSTEIN, JEFFREY, ARNOLD | I | VICE PRESIDENT | B |
Registrations
Federal
IA
Mar 22, 2019 REGISTERED
Notice Filings (3)
CA LA TX
Address
100 E. THOUSAND OAKS BLVD. SUITE 200THOUSAND OAKS, CA 91360
United States
Phone: 805-494-3416