ROGGE GLOBAL PARTNERS INC.
Legal name: ROGGE GLOBAL PARTNERS
CRD #146426 SEC #801-68956 NEW YORK, NY 212-735-0600
SEC Registered
Total AUM
$145.8M
Discretionary
$145.8M
Employees
11
Clients
0
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 10, 2016
- Branch Offices
- --
- LEI
- 549300MXSZT2AEM7M206
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CONWAY, MALIE | I | CO-CHIEF INVESTMENT OFFICER FOR ROGGE GLOBAL PARTNERS PLC | NA | |
| CONWAY, MALIE | I | CHIEF INVESTMENT OFFICER FOR ROGGE GLOBAL PARTNERS LTD | NA | |
| CONWAY, MALIE | I | CO-CHIEF INVESTMENT OFFICER FOR ROGGE GLOBAL PARTNERS PLC | NA | |
| CONWAY, MALIE | I | CO-CHIEF INVESTMENT OFFICER FOR ROGGE GLOBAL PARTNERS PLC | NA | |
| JACOB, DAVID, JOSEPH | I | CHIEF EXECUTIVE OFFICER FOR ROGGE GLOBAL PARTNERS PLC | NA | |
| JACOB, DAVID, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER FOR ROGGE GLOBAL PARTNERS PLC | NA | |
| JACOB, DAVID, JOSEPH | I | CHIEF EXECUTIVE OFFICER FOR ROGGE GLOBAL PARTNERS LTD | NA | |
| JACOB, DAVID, JOSEPH | I | CHIEF EXECUTIVE OFFICER FOR ROGGE GLOBAL PARTNERS PLC | NA | |
| JACOB, DAVID, JOSEPH | I | CHIEF EXECUTIVE OFFICER FOR ROGGE GLOBAL PARTNERS PLC | NA | |
| MAKOWSKE, JOHN, EDWARD | I | DIRECTOR | NA | |
| MAKOWSKE, JOHN, EDWARD | I | DIRECTOR | NA | |
| MAKOWSKE, JOHN, EDWARD | I | DIRECTOR | NA | |
| MAKOWSKE, JOHN, EDWARD | I | DIRECTOR | NA | |
| MAKOWSKE, JOHN, EDWARD | I | DIRECTOR | NA | |
| MAKOWSKE, JOHN, EDWARD | I | DIRECTOR | NA | |
| MAKOWSKE, JOHN, EDWARD | I | DIRECTOR | NA | |
| MAKOWSKE, JOHN, EDWARD | I | DIRECTOR | NA | |
| MAKOWSKE, JOHN, EDWARD | I | DIRECTOR | NA | |
| MAKOWSKE, JOHN, EDWARD | I | DIRECTOR | NA | |
| MAKOWSKE, JOHN, EDWARD | I | DIRECTOR | NA | |
| MAKOWSKE, JOHN, EDWARD | I | DIRECTOR | NA | |
| MAKOWSKE, JOHN, EDWARD | I | DIRECTOR | NA | |
| MAKOWSKE, JOHN, EDWARD | I | DIRECTOR | NA | |
| MONAGHAN, KENNETH, JOHN | I | INVESTMENT OFFICER | NA | |
| MONAGHAN, KENNETH, JOHN | I | INVESTMENT OFFICER | NA | |
| MONAGHAN, KENNETH, JOHN | I | INVESTMENT OFFICER | NA | |
| MONAGHAN, KENNETH, JOHN | I | INVESTMENT OFFICER | NA | |
| MONAGHAN, KENNETH, JOHN | I | INVESTMENT OFFICER | NA | |
| MONAGHAN, KENNETH, JOHN | I | INVESTMENT OFFICER | NA | |
| MONAGHAN, KENNETH, JOHN | I | INVESTMENT OFFICER | NA | |
| MONAGHAN, KENNETH, JOHN | I | INVESTMENT OFFICER | NA | |
| MONAGHAN, KENNETH, JOHN | I | INVESTMENT OFFICER | NA | |
| ROGGE, OLAF | I | DIRECTOR | NA | Control |
| ROGGE, OLAF | I | DIRECTOR | NA | Control |
| ROGGE, OLAF | I | DIRECTOR | NA | Control |
| ROGGE, OLAF | I | DIRECTOR | NA | Control |
| ROGGE, OLAF | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ROGGE, OLAF | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ROGGE, OLAF | I | DIRECTOR | NA | Control |
| ROGGE, OLAF | I | CO-CHIEF INVESTMENT OFFICER FOR ROGGE GLOBAL PARTNERS PLC, DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ROGGE, OLAF | I | CO-CHIEF INVESTMENT OFFICER FOR ROGGE GLOBAL PARTNERS PLC, DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ROGGE, OLAF | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ROGGE, OLAF | I | DIRECTOR | NA | Control |
| ROGGE, OLAF | I | DIRECTOR | NA | Control |
| ROGGE, OLAF | I | CO-CHIEF INVESTMENT OFFICER FOR ROGGE GLOBAL PARTNERS PLC, DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ROGGE, OLAF | I | CO-CHIEF INVESTMENT OFFICER FOR ROGGE GLOBAL PARTNERS PLC, DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WITZER, DAVID, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WITZER, DAVID, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WITZER, DAVID, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WITZER, DAVID, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WITZER, DAVID, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, DIRECTOR | NA | |
| WITZER, DAVID, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, DIRECTOR | NA | |
| WITZER, DAVID, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WITZER, DAVID, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, DIRECTOR | NA | |
| WITZER, DAVID, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, DIRECTOR | NA | |
| WITZER, DAVID, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, DIRECTOR | NA | |
| WITZER, DAVID, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WITZER, DAVID, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, DIRECTOR | NA | |
| WITZER, DAVID, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, DIRECTOR | NA | |
| WITZER, DAVID, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, DIRECTOR | NA | |
| ROGGE GLOBAL PARTNERS | FE | 100% OWNER | E | Control |
| ROGGE GLOBAL PARTNERS | FE | 100% OWNER | E | Control |
| ROGGE GLOBAL PARTNERS | FE | 100% OWNER | E | Control |
| ROGGE GLOBAL PARTNERS | FE | 100% OWNER | E | Control |
| ROGGE GLOBAL PARTNERS | FE | 100% OWNER | E | Control |
| ROGGE GLOBAL PARTNERS | FE | 100% OWNER | E | Control |
| ROGGE GLOBAL PARTNERS | FE | 100% OWNER | E | Control |
| ROGGE GLOBAL PARTNERS | FE | 100% OWNER | E | Control |
| ROGGE GLOBAL PARTNERS PLC | FE | 100% OWNER | E | Control |
| ROGGE GLOBAL PARTNERS PLC | FE | 100% OWNER | E | Control |
| ROGGE GLOBAL PARTNERS PLC | FE | 100% OWNER | E | Control |
| ROGGE GLOBAL PARTNERS PLC | FE | 100% OWNER | E | Control |
| ROGGE GLOBAL PARTNERS PLC | FE | 100% OWNER | E | Control |
| ROGGE GLOBAL PARTNERS PLC | FE | 100% OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALLIANZ ASSET MANAGEMENT AG | FE | ALLIANZ GLOBAL INVESTORS GMBH | E | Control |
| ALLIANZ GLOBAL INVESTORS GMBH | FE | ROGGE GLOBAL PARTNERS LIMITED | E | Control |
| ALLIANZ SE | FE | ALLIANZ ASSET MANAGEMENT AG | E | Control |
| OLD MUTUAL (US) HOLDINGS INC | DE | UAM UK HOLDINGS LIMITED | E | Control |
| OLD MUTUAL (US) HOLDINGS INC | DE | UAM UK HOLDINGS LIMITED | E | Control |
| OLD MUTUAL (US) HOLDINGS INC | DE | UAM UK HOLDINGS LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC | E | Control |
| OM GROUP (UK) LIMITED | FE | UAM UK HOLDINGS LIMITED | E | Control |
| OM GROUP (UK) LIMITED | FE | UAM UK HOLDINGS LIMITED | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC | E | Control |
| OM GROUP (UK) LIMITED | FE | UAM UK HOLDINGS LIMITED | E | Control |
| OM GROUP (UK) LIMITED | FE | UAM UK HOLDINGS LIMITED | E | Control |
| UAM UK HOLDINGS LIMITED | FE | ROGGE GLOBAL PARTNERS PLC | E | Control |
| UAM UK HOLDINGS LIMITED | FE | ROGGE GLOBAL PARTNERS PLC | E | Control |
| UAM UK HOLDINGS LIMITED | FE | ROGGE GLOBAL PARTNERS PLC | E | Control |
| UAM UK HOLDINGS LIMITED | FE | ROGGE GLOBAL PARTNERS PLC | E | Control |
| UAM UK HOLDINGS LIMITED | FE | ROGGE GLOBAL PARTNERS PLC | E | Control |
| UAM UK HOLDINGS LIMITED | FE | ROGGE GLOBAL PARTNERS PLC | E | Control |
| UAM UK HOLDINGS LIMITED | FE | ROGGE GLOBAL PARTNERS PLC | E | Control |
| OLD MUTUAL (US) HOLDINGS INC | FE | ROGGE GLOBAL PARTNERS PLC | D | Control |
| OLD MUTUAL (US) HOLDINGS INC | FE | ROGGE GLOBAL PARTNERS PLC | D | Control |
| OLD MUTUAL (US) HOLDINGS INC | FE | ROGGE GLOBAL PARTNERS PLC | D | Control |
| OLD MUTUAL (US) HOLDINGS INC | FE | ROGGE GLOBAL PARTNERS PLC | D | Control |
| OLD MUTUAL (US) HOLDINGS INC | FE | ROGGE GLOBAL PARTNERS PLC | D | Control |
| OLD MUTUAL (US) HOLDINGS INC | FE | ROGGE GLOBAL PARTNERS PLC | D | Control |
Registrations
Federal
IA
May 10, 2016 REGISTERED
Address
444 MADISON AVENUESUITE 3700
NEW YORK, NY 10022
United States
Phone: 212-735-0600