CARILLON INVESTMENTS, INC.
Legal name: CARILLON INVESTMENTS, INC
CRD #14646 SEC #801-20460 CINCINNATI, OH 513-595-2600
SEC Registered Broker-Dealer
Total AUM
$31.3M
Discretionary
$0
Employees
51
Clients
101
Accounts
101
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 8, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRETON, BERNARD ANDRE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | Control |
| CLEMENTS, JOY RUCKER | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ELLIOTT, JENNIFER ANN | I | ASSISTANT VICE PRESIDENT, OPERATIONS | NA | Control |
| ELLIOTT, JENNIFER ANN | I | ASSISTANT VICE PRESIDENT, OPERATIONS | NA | Control |
| ELLIOTT, JENNIFER ANN | I | ASSISTANT VICE PRESIDENT, OPERATIONS | NA | Control |
| FELDMAN, JOHN ROBERT | I | ASSISTANT VICE PRESIDENT, SROP | NA | Control |
| FELDMAN, JOHN ROBERT | I | ASSISTANT VICE PRESIDENT, SROP | NA | Control |
| FELDMAN, JOHN ROBERT | I | ASSISTANT VICE PRESIDENT | NA | Control |
| FELDMAN, JOHN ROBERT | I | ASSISTANT VICE PRESIDENT, SROP | NA | Control |
| FELDMAN, JOHN ROBERT | I | ASSISTANT VICE PRESIDENT, SROP | NA | Control |
| FELDMAN, JOHN ROBERT | I | ASSISTANT VICE PRESIDENT, SROP | NA | Control |
| GROSSER, CONNIE SUE | I | VICE PRESIDENT, SROP, FINOP PRINCIPAL, MUNI PRINCIPAL, TREASURER | NA | Control |
| GROSSER, CONNIE SUE | I | VICE PRESIDENT, SROP, FINOP PRINCIPAL, MUNI PRINCIPAL, TREASURER | NA | Control |
| GROSSER, CONNIE SUE | I | VICE PRESIDENT, SROP, FINOP PRINCIPAL, MUNI PRINCIPAL, TREASURER | NA | Control |
| GROSSER, CONNIE SUE | I | VICE PRESIDENT, SROP, FINOP PRINCIPAL, MUNI PRINCIPAL, TREASURER | NA | Control |
| GROSSER, CONNIE SUE | I | VICE PRESIDENT, SROP, FINOP PRINCIPAL, MUNI PRINCIPAL, TREASURER | NA | Control |
| GROSSER, CONNIE SUE | I | VICE PRESIDENT, SROP, FINOP PRINCIPAL, MUNI PRINCIPAL, TREASURER | NA | Control |
| HUFFMAN, GARY THOMAS | I | DIRECTOR | NA | Control |
| HUFFMAN, GARY THOMAS | I | DIRECTOR | NA | Control |
| HUFFMAN, GARY THOMAS | I | DIRECTOR | NA | Control |
| HUFFMAN, GARY THOMAS | I | DIRECTOR | NA | Control |
| HUFFMAN, GARY THOMAS | I | DIRECTOR | NA | Control |
| HUFFMAN, GARY THOMAS | I | DIRECTOR | NA | Control |
| LABMEIER, JOHN FRANCIS | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| LABMEIER, JOHN FRANCIS | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| LABMEIER, JOHN FRANCIS | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| LABMEIER, JOHN FRANCIS | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| LABMEIER, JOHN FRANCIS | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| LABMEIER, JOHN FRANCIS | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| LUCAS, JOHN MICHAEL | I | ASSISTANT SECRETARY | NA | Control |
| LUCAS, JOHN MICHAEL | I | ASSISTANT SECRETARY | NA | Control |
| LUCAS, JOHN MICHAEL | I | ASSISTANT SECRETARY | NA | Control |
| LUCAS, JOHN MICHAEL | I | ASSISTANT SECRETARY | NA | Control |
| LUCAS, JOHN MICHAEL | I | ASSISTANT SECRETARY | NA | Control |
| LUCAS, JOHN MICHAEL | I | ASSISTANT SECRETARY | NA | Control |
| MACKENDRICK, MELISSA ANN | I | ASSISTANT TREASURER | NA | Control |
| MACKENDRICK, MELISSA ANN | I | ASSISTANT TREASURER | NA | Control |
| MACKENDRICK, MELISSA ANN | I | ASSISTANT TREASURER | NA | Control |
| MACKENDRICK, MELISSA ANN | I | ASSISTANT TREASURER | NA | Control |
| MACKENDRICK, MELISSA ANN | I | ASSISTANT TREASURER | NA | Control |
| MACKENDRICK, MELISSA ANN | I | ASSISTANT TREASURER | NA | Control |
| MONSELL, ELIZABETH GAY | I | PRESIDENT, DIRECTOR | NA | Control |
| MONSELL, ELIZABETH GAY | I | PRESIDENT, DIRECTOR | NA | Control |
| MONSELL, ELIZABETH GAY | I | PRESIDENT, DIRECTOR | NA | Control |
| MONSELL, ELIZABETH GAY | I | PRESIDENT, DIRECTOR | NA | Control |
| MONSELL, ELIZABETH GAY | I | PRESIDENT, DIRECTOR | NA | Control |
| MONSELL, ELIZABETH GAY | I | PRESIDENT, DIRECTOR | NA | Control |
| OTOOLE, KEVIN WILLIAM | I | VICE PRESIDENT | NA | Control |
| OTOOLE, KEVIN WILLIAM | I | VICE PRESIDENT | NA | Control |
| OTOOLE, KEVIN WILLIAM | I | VICE PRESIDENT | NA | Control |
| OTOOLE, KEVIN WILLIAM | I | VICE PRESIDENT | NA | Control |
| OTOOLE, KEVIN WILLIAM | I | VICE PRESIDENT | NA | Control |
| OTOOLE, KEVIN WILLIAM | I | VICE PRESIDENT | NA | Control |
| ROSSI, HARRY | I | DIRECTOR | NA | Control |
| ROSSI, HARRY | I | DIRECTOR | NA | Control |
| STARKEY, AMY DANNIS | I | ASSISTANT VICE PRESIDENT, COMPLIANCE, & CROP | NA | Control |
| STARKEY, AMY DANNIS | I | ASSISTANT VICE PRESIDENT, COMPLIANCE, & CROP | NA | Control |
| STARKEY, AMY DANNIS | I | CROP | NA | Control |
| STARKEY, AMY DANNIS | I | CROP | NA | Control |
| STARKEY, AMY DANNIS | I | ASSISTANT VICE PRESIDENT, COMPLIANCE, & CROP | NA | Control |
| STARKEY, AMY DANNIS | I | CROP | NA | Control |
| SUTERMEISTER, STEVEN ROBERT | I | DIRECTOR | NA | Control |
| SUTERMEISTER, STEVEN ROBERT | I | DIRECTOR | NA | Control |
| SUTERMEISTER, STEVEN ROBERT | I | DIRECTOR | NA | Control |
| SUTERMEISTER, STEVEN ROBERT | I | DIRECTOR | NA | Control |
| SUTERMEISTER, STEVEN ROBERT | I | DIRECTOR | NA | Control |
| SUTERMEISTER, STEVEN ROBERT | I | DIRECTOR | NA | Control |
| VANERP, ANDREW JAMES | I | VICE PRESIDENT, MARKETING & SALES | NA | Control |
| VANERP, ANDREW JAMES | I | VICE PRESIDENT, MARKETING & SALES | NA | Control |
| VANERP, ANDREW JAMES | I | VICE PRESIDENT, MARKETING & SALES | NA | Control |
| VANERP, ANDREW JAMES | I | VICE PRESIDENT, MARKETING & SALES | NA | Control |
| THE UNION CENTRAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE UNION CENTRAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE UNION CENTRAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE UNION CENTRAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE UNION CENTRAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE UNION CENTRAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AMERITAS HOLDING COMPANY | DE | THE UNION CENTRAL LIFE INSURANCE COMPANY | E | Control |
| UNIFI MUTUAL HOLDING COMPANY | DE | AMERITAS HOLDING COMPANY | E | Control |
Registrations
Federal
IA
Sep 8, 2005 REGISTERED
Notice Filings (43)
AL AR AZ CA CO CT FL GA HI ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC NE NH NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI
Address
1876 WAYCROSS RD, STN 2CINCINNATI, OH 45240
USA
Phone: 513-595-2600