SITZMANN LAVIS WHITE, LLC

Legal name: SLW RETIREMENT PLAN ADVISORS

CRD #146478 SEC #801-69588 LAFAYETTE, CA 925.282.2260

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: California
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 23, 2016
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
FLECK, PATRICK, DAVID	I	CHIEF FINANCIAL OFFICER	NA	Control
FLECK, PATRICK, DAVID	I	CHIEF FINANCIAL OFFICER	NA	Control
POWELSON, JANET, JORDAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
POWELSON, JANET, JORDAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
POWELSON, JANET, JORDAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
POWELSON, JANET, JORDAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
POWELSON, JANET, JORDAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
POWELSON, JANET, JORDAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
POWELSON, JANET, JORDAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
POWELSON, JANET, JORDAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
POWELSON, JANET, JORDAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
POWELSON, JANET, JORDAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
POWELSON, JANET, JORDAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
POWELSON, JANET, JORDAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SITZMANN, MATTHEW, MCLAIN	I	CHIEF EXECUTIVE OFFICER	NA	Control
SITZMANN, MATTHEW, MCLAIN	I	CHIEF EXECUTIVE OFFICER	NA	Control
SITZMANN MORRIS & LAVIS, INC.	DE	OWNER, MEMBER	E	Control
SITZMANN MORRIS & LAVIS, INC.	DE	OWNER, MEMBER	E	Control
LAVIS, WILLIAM, HENRY	I	OWNER	C	Control
LAVIS, WILLIAM, HENRY	I	OWNER	C	Control
LAVIS, WILLIAM, HENRY	I	OWNER	C	Control
LAVIS, WILLIAM, HENRY	I	OWNER	C	Control
LAVIS, WILLIAM, HENRY	I	OWNER	C	Control
LAVIS, WILLIAM, HENRY	I	OWNER	C	Control
SITZMANN, GARY, RUSSELL	I	OWNER	C	Control
SITZMANN, GARY, RUSSELL	I	OWNER	C	Control
SITZMANN, GARY, RUSSELL	I	OWNER	C	Control
SITZMANN, GARY, RUSSELL	I	OWNER	C	Control
SITZMANN, MATTHEW, MCLAIN	I	OWNER	C	Control
SITZMANN, MATTHEW, MCLAIN	I	OWNER	C	Control
SITZMANN, MATTHEW, MCLAIN	I	OWNER	C	Control
SITZMANN, MATTHEW, MCLAIN	I	OWNER	C	Control
SITZMANN, MATTHEW, MCLAIN	I	OWNER	C	Control
SITZMANN, MATTHEW, MCLAIN	I	OWNER	C	Control
LAVIS, WILLIAM, HENRY	I	OWNER	B	Control
LAVIS, WILLIAM, HENRY	I	OWNER	B	Control
LAVIS, WILLIAM, HENRY	I	OWNER	B	Control
LAVIS, WILLIAM, HENRY	I	OWNER	B	Control
SITZMANN, MATTHEW, MCLAIN	I	OWNER	B	Control
SITZMANN, MATTHEW, MCLAIN	I	OWNER	B	Control
SITZMANN, MATTHEW, MCLAIN	I	OWNER	B	Control
SITZMANN, MATTHEW, MCLAIN	I	OWNER	B	Control
WHITE, NATHAN, DAVID	I	MANAGING PRINCIPAL, MEMBER	B	Control
WHITE, NATHAN, DAVID	I	MANAGING PRINCIPAL, MEMBER	B	Control
WHITE, NATHAN, DAVID	I	MANAGING PRINCIPAL, MEMBER	B	Control
WHITE, NATHAN, DAVID	I	MANAGING PRINCIPAL, MEMBER	B	Control
WHITE, NATHAN, DAVID	I	MANAGING PRINCIPAL, MEMBER	B	Control
WHITE, NATHAN, DAVID	I	MANAGING PRINCIPAL, MEMBER	B	Control
WHITE, NATHAN, DAVID	I	MANAGING PRINCIPAL, MEMBER	B	Control
WHITE, NATHAN, DAVID	I	MANAGING PRINCIPAL, MEMBER	B	Control
WHITE, NATHAN, DAVID	I	MANAGING PRINCIPAL, MEMBER	B	Control
WHITE, NATHAN, DAVID	I	MANAGING PRINCIPAL, MEMBER	B	Control
WHITE, NATHAN, DAVID	I	MANAGING PRINCIPAL, MEMBER	B	Control
WHITE, NATHAN, DAVID	I	MANAGING PRINCIPAL, MEMBER	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
LAVIS, WILLIAM, HENRY	I	SITZMANN MORRIS & LAVIS, INC.	C	Control
LAVIS, WILLIAM, HENRY	I	SITZMANN MORRIS & LAVIS, INC.	C	Control
MORRIS, DONALD, EUGENE	I	SITZMANN MORRIS & LAVIS, INC.	C	Control
MORRIS, DONALD, EUGENE	I	SITZMANN MORRIS & LAVIS, INC.	C	Control
SITZMANN, GARY, RUSSELL	I	SITZMANN MORRIS & LAVIS, INC.	C	Control
SITZMANN, GARY, RUSSELL	I	SITZMANN MORRIS & LAVIS, INC.	C	Control
SITZMANN, MATTHEW, MCLAIN	I	SITZMANN MORRIS & LAVIS, INC.	C	Control
SITZMANN, MATTHEW, MCLAIN	I	SITZMANN MORRIS & LAVIS, INC.	C	Control

Registrations

Federal

Mar 23, 2016 REGISTERED

Notice Filings (6)

CA CO FL NY OH VA

Address

3697 MT. DIABLO BLVD.
SUITE 175
LAFAYETTE, CA 94549
United States

Phone: 925.282.2260