RIA Intelligence

GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC

Legal name: ADVANTAGE INVESTMENT MANAGEMENT

CRD #146493 SEC #801-125798 LOUISVILLE, KY 502-212-3000
SEC Registered
Total AUM
$184.9M
Discretionary
$141.3M
Employees
8
Clients
10
Accounts
386

Firm Details

Organization Type
Limited Liability Company
State of Formation
Kentucky
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 21, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Garton, Michael, JosephICHIEF COMPLIANCE OFFICERNA
Garton, Michael, JosephICHIEF COMPLIANCE OFFICERNA
Garton, Michael, JosephICHIEF COMPLIANCE OFFICERNA
Garton, Michael, JosephICHIEF COMPLIANCE OFFICERNA
Garton, Michael, JosephICHIEF COMPLIANCE OFFICERNA
Garton, Michael, JosephIPART OWNERNA
Garton, Michael, JosephICHIEF COMPLIANCE OFFICERNA
Garton, Michael, JosephIPART OWNERNA
Garton, Michael, JosephIPART OWNERNA
GARTON, DONALD, LEEIMANAGING PARTNERE Control
GARTON, DONALD, LEEIMANAGING PARTNERE Control
GARTON, DONALD, LEEIMANAGING PARTNERE Control
GARTON, DONALD, LEEIMANAGING PARTNERE Control
GARTON, DONALD, LEEIMANAGING PARTNERE Control
GARTON, DONALD, LEEIMANAGING PARTNER, CHIEF COMPLIANCE OFFICERE Control
GARTON, DONALD, LEEIMANAGING PARTNERE Control
GARTON, DONALD, LEEIMANAGING PARTNER, CHIEF COMPLIANCE OFFICERE Control
GARTON, DONALD, LEEIMANAGING PARTNER, CHIEF COMPLIANCE OFFICERE Control
MOUNCE, KATHLEENIPARTNERA
MOUNCE, KATHLEENIPARTNERA
MOUNCE, KATHLEENIPARTNERA
MOUNCE, KATHLEENIPARTNERA
MOUNCE, KATHLEENIPARTNERA
MOUNCE, KATHLEENIPARTNERA
MOUNCE, KATHLEENIPARTNERA
MOUNCE, KATHLEENIPARTNERA
MOUNCE, KATHLEENIPARTNERA

Registrations

Federal

IA
Mar 21, 2025 REGISTERED

Notice Filings (6)

CA FL IN KY PA TX

Address

GLENVIEW POINTE BUSINESS CENTER
2319 LIME KILN LANE, SUITE A
LOUISVILLE, KY 40222
United States
Phone: 502-212-3000