RIA Intelligence

UBS ENSO MANAGEMENT LLC

CRD #146508 SEC #801-69001 NEW YORK, NY 212-882-5819
SEC Registered
Total AUM
$18.2M
Discretionary
$18.2M
Employees
51
Clients
0
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AUFENANGER, ROBERT, FRANCISIAUTHORIZED AGENTNA
AUFENANGER, ROBERT, FRANCISIAUTHORIZED AGENTNA
AUFENANGER, ROBERT, FRANCISIAUTHORIZED AGENTNA
AUFENANGER, ROBERT, FRANCISIAUTHORIZED AGENTNA
FINK, JOSHUA, AARONISENIOR PORTFOLIO MANAGERNA
FINK, JOSHUA, AARONISENIOR PORTFOLIO MANAGERNA
FINK, JOSHUA, AARONISENIOR PORTFOLIO MANAGERNA
GOOS, CRAIG, KEITHIAUTHORIZED AGENTNA
GOOS, CRAIG, KEITHIAUTHORIZED AGENTNA
GOOS, CRAIG, KEITHIAUTHORIZED AGENTNA
LINDGREN, DOUGLAS, ALANIAUTHORIZED AGENTNA
PLUCHINO, FRANK, SALICHIEF COMPLIANCE OFFICERNA
PLUCHINO, FRANK, SALICHIEF COMPLIANCE OFFICERNA
PLUCHINO, FRANK, SALICHIEF COMPLIANCE OFFICERNA
PLUCHINO, FRANK, SALICHIEF COMPLIANCE OFFICERNA
ROUSSIN, STEPHEN, CRAIGIAUTHORIZED AGENTNA
ROUSSIN, STEPHEN, CRAIGIAUTHORIZED AGENTNA
ROUSSIN, STEPHEN, CRAIGIAUTHORIZED AGENTNA
ROUSSIN, STEPHEN, CRAIGIAUTHORIZED AGENTNA
UBS FUND ADVISOR, L.L.C.DEMANAGING MEMBERE Control
UBS FUND ADVISOR, L.L.C.DEMANAGING MEMBERE Control
UBS FUND ADVISOR, L.L.C.DEMANAGING MEMBERE Control
UBS FUND ADVISOR, L.L.C.DEMANAGING MEMBERE Control
ENSO CAPITAL MANAGEMENT LLCDEMEMBERA
ENSO CAPITAL MANAGEMENT LLCDEMEMBERA
ENSO CAPITAL MANAGEMENT LLCDEMEMBERA
ENSO CAPITAL MANAGEMENT LLCDEMEMBERA
FINK, LAURENCE, DOUGLASIMEMBER OF ENSO CAPITAL MANAGEMENT LLCA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
UBS AGFEUBS AMERICAS INCE Control
UBS AGFEUBS AMERICAS INCE Control
UBS AGFEUBS AMERICAS INCE Control
UBS AGFEUBS AMERICAS INCE Control
UBS AMERICAS INCDEUBS FUND ADVISOR LLCE
UBS AMERICAS INCDEUBS FUND ADVISOR LLCE
UBS AMERICAS INCDEUBS FUND ADVISOR LLCE
UBS AMERICAS INCDEUBS FUND ADVISOR LLCE
FINK, JOSHUA, AARONIENSO CAPITAL MANAGEMENT LLCD Control
FINK, JOSHUA, AARONIENSO CAPITAL MANAGEMENT LLCD Control
FINK, JOSHUA, AARONIENSO CAPITAL MANAGEMENT LLCD Control

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Address

51 WEST 52ND STREET
23RD FLOOR
NEW YORK, NY 10019
United States
Phone: 212-882-5819