KNIGHT PORTFOLIO ACCESS, LLC
CRD #146516 SEC #801-68976 PRINCETON, NJ 609-945-9918
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 16, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EASTER, GEORGE, CORDELL | I | DIRECTOR OF RESEARCH | NA | Control |
| EASTER, GEORGE, CORDELL | I | DIRECTOR OF RESEARCH | NA | Control |
| EASTER, GEORGE, CORDELL | I | DIRECTOR OF RESEARCH | NA | Control |
| GABRIELSEN, W, CHRISTIAN | I | NATIONAL SALES MANAGER | NA | Control |
| GABRIELSEN, W, CHRISTIAN | I | NATIONAL SALES MANAGER | NA | Control |
| GABRIELSEN, W, CHRISTIAN | I | NATIONAL SALES MANAGER | NA | Control |
| GALVIN, JOHN, PATRICK | I | MANAGER, CHAIRMAN & CEO | NA | Control |
| GALVIN, JOHN, PATRICK | I | MANAGER, CHAIRMAN & CEO | NA | Control |
| GALVIN, JOHN, PATRICK | I | MANAGER, CHAIRMAN & CEO | NA | Control |
| JOYCE, THOMAS, MICHAEL | I | MANAGER | NA | Control |
| JOYCE, THOMAS, MICHAEL | I | MANAGER | NA | Control |
| JOYCE, THOMAS, MICHAEL | I | MANAGER | NA | Control |
| JOYCE, THOMAS, MICHAEL | I | MANAGER | NA | Control |
| KNIPE, PETER, GRAHAM | I | DIRECTOR OF PRODUCT DEVELOPMENT | NA | Control |
| KNIPE, PETER, GRAHAM | I | DIRECTOR OF PRODUCT DEVELOPMENT | NA | Control |
| KNIPE, PETER, GRAHAM | I | DIRECTOR OF PRODUCT DEVELOPMENT | NA | Control |
| MERRITT, THOMAS, MICHAEL | I | MANAGER | NA | Control |
| MERRITT, THOMAS, MICHAEL | I | MANAGER | NA | Control |
| MERRITT, THOMAS, MICHAEL | I | MANAGER | NA | Control |
| MERRITT, THOMAS, MICHAEL | I | MANAGER | NA | Control |
| MOONEY, ROBERT, J. | I | MANAGER | NA | Control |
| MORRIS, JOHN, LOGAN | I | MANAGER | NA | Control |
| MORRIS, JOHN, LOGAN | I | MANAGER | NA | Control |
| MORRIS, JOHN, LOGAN | I | MANAGER | NA | Control |
| MORRIS, JOHN, LOGAN | I | MANAGER | NA | Control |
| OETH, CHRISTY, NOEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OETH, CHRISTY, NOEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OETH, CHRISTY, NOEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OETH, CHRISTY, NOEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMS, JOHN, ANDREW | I | MANAGER | NA | Control |
| SMYTH, JAMES, PATRICK | I | MANAGER | NA | Control |
| SMYTH, JAMES, PATRICK | I | MANAGER | NA | Control |
| SMYTH, JAMES, PATRICK | I | MANAGER | NA | Control |
| SMYTH, JAMES, PATRICK | I | MANAGER | NA | Control |
| STOKLOSA, TIMOTHY, JOHN | I | MANAGER | NA | Control |
| STOKLOSA, TIMOTHY, JOHN | I | MANAGER | NA | Control |
| STOKLOSA, TIMOTHY, JOHN | I | MANAGER | NA | Control |
| WEBB, ANDREW, CUSING | I | MANAGER | NA | Control |
| WEBB, ANDREW, CUSING | I | MANAGER | NA | Control |
| WEBB, ANDREW, CUSING | I | MANAGER | NA | Control |
| WEBB, ANDREW, CUSING | I | MANAGER | NA | Control |
| KNIGHT CAPITAL GROUP, INC. | DE | OWNER | D | Control |
| KNIGHT CAPITAL GROUP, INC. | DE | OWNER | D | Control |
| KNIGHT CAPITAL GROUP, INC. | DE | OWNER | D | Control |
| KNIGHT CAPITAL GROUP, INC. | DE | OWNER | D | Control |
| CLEARBROOK FINANCIAL, LLC | DE | OWNER | C | Control |
| CLEARBROOK FINANCIAL, LLC | DE | OWNER | C | Control |
| CLEARBROOK FINANCIAL, LLC | DE | OWNER | C | Control |
| CLEARBROOK FINANCIAL, LLC | DE | OWNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CLEARBROOK CAPITAL, LLC | DE | CLEARBROOK FINANCIAL, LLC | D | Control |
| CLEARBROOK CAPITAL, LLC | DE | CLEARBROOK FINANCIAL, LLC | D | Control |
| CLEARBROOK CAPITAL, LLC | DE | CLEARBROOK FINANCIAL, LLC | D | Control |
| CLEARBROOK CAPITAL, LLC | DE | CLEARBROOK FINANCIAL, LLC | D | Control |
| GODFREY, BRUCE, CHARLES | I | CLEARBROOK CAPITAL, LLC | C | Control |
| MORRIS, JOHN, LOGAN | I | CLEARBROOK CAPITAL, LLC | C | Control |
Registrations
Federal
IA
Oct 16, 2009 REGISTERED
Notice Filings (1)
NJ
Address
600 COLLEGE ROAD EASTSUITE 3400
PRINCETON, NJ 8540
United States
Phone: 609-945-9918