ROYAL OAK CAPITAL MANAGEMENT, LLC
CRD #146528 SEC #801-68894 WASHINGTON, DC 202-842-9880
SEC Registered
Total AUM
$43.1M
Discretionary
$32M
Employees
10
Clients
0
Accounts
19
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 10, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LO, CALVIN | I | MEMBER | NA | Control |
| LO, CALVIN | I | MEMBER | NA | Control |
| HAVENER, HUGH, ALAN | I | CEO AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAVENER, HUGH, ALAN | I | CEO AND CHIEF COMPLIANCE OFFICER | D | Control |
| HAVENER, HUGH, ALAN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| DAW, JASON, WRAY | I | MEMBER | B | Control |
| ROYSTER, SCOTT, ROBERT | I | MEMBER | B | Control |
| WILKEY, WAYNE, CRAIG | I | MANAGING DIRECTOR | B | |
| CLARK, MARY, PATTERSON | I | MEMBER | A | Control |
| CLARK, MARY, PATTERSON | I | MEMBER | A | Control |
| DAW, JASON, WRAY | I | MEMBER | A | Control |
| ROYSTER, SCOTT, ROBERT | I | MEMBER | A | Control |
| SCHOLL, THOMAS | I | INVESTOR | A |
Registrations
Federal
IA
Jan 10, 2011 REGISTERED
Notice Filings (6)
CA CO DC MD NY VA
Address
1055 THOMAS JEFFERSON STREET, NWSUITE 650
WASHINGTON, DC 20007
United States
Phone: 202-842-9880