RAFALKO ADVISORS, INC.
CRD #146540 SEC #801-70010 GLEN ALLEN, VA 800-767-8772
SEC Registered
Total AUM
$139.3M
Discretionary
$130.2M
Employees
3
Clients
0
Accounts
239
Firm Details
- Organization Type
- Corporation
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIS, SUSAN, HORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, SUSAN, HORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, SUSAN, HORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, SUSAN, HORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, SUSAN, HORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAMPLE, JOHN, R. | I | OWNER | NA | |
| SAMPLE, JOHN, R. | I | OWNER | NA | |
| MILITELLO, WILLIAM, JAMES | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | E | Control |
| MILITELLO, WILLIAM, JAMES | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | E | Control |
| MILITELLO, WILLIAM, JAMES | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | E | Control |
| RAFALKO, CELIA, A | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| RAFALKO, CELIA, A | I | PRESIDENT, CCO | E | Control |
| RAFALKO, CELIA, A | I | PRESIDENT, CCO | E | Control |
| RAFALKO, CELIA, A | I | PRESIDENT | E | Control |
| RAFALKO, CELIA, A | I | PRESIDENT | E | Control |
| RAFALKO, CELIA, A | I | PRESIDENT | E | Control |
| RAFALKO, CELIA, A | I | PRESIDENT | E | Control |
| RAFALKO, CELIA, A | I | PRESIDENT | E | Control |
| RAFALKO, CELIA, A | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| RAFALKO, CELIA, A | I | PRESIDENT, CCO | E | Control |
| RAFALKO, CELIA, A | I | PRESIDENT, CCO | E | Control |
| ONEIL, KEVIN, ANTHONY | I | OWNER | A | |
| ONEIL, KEVIN, ANTHONY | I | OWNER | A | |
| ONEIL, KEVIN, ANTHONY | I | OWNER | A | |
| ONEIL, KEVIN, ANTHONY | I | OWNER | A | |
| ONEIL, KEVIN, ANTHONY | I | OWNER | A | |
| ONEIL, KEVIN, ANTHONY | I | OWNER | A | |
| ONEIL, KEVIN, ANTHONY | I | OWNER | A | |
| ONEIL, KEVIN, ANTHONY | I | OWNER | A | |
| SAMPLE, JOHN, RICKEY | I | OWNER | A | |
| SAMPLE, JOHN, RICKEY | I | OWNER | A | |
| SAMPLE, JOHN, RICKEY | I | OWNER | A | |
| SAMPLE, JOHN, RICKEY | I | OWNER | A | |
| SAMPLE, JOHN, RICKEY | I | OWNER | A | |
| SAMPLE, JOHN, RICKEY | I | OWNER | A | |
| SAMPLE, JOHN, RICKEY | I | OWNER | A | |
| SAMPLE, JOHN, RICKEY | I | OWNER | A | |
| SAMPLE, JOHN, RICKEY | I | OWNER | A |
Registrations
Federal
IA
Mar 31, 2017 REGISTERED
Notice Filings (3)
MD TX VA
Address
4860 COX RD.SUITE 200
GLEN ALLEN, VA 23060
United States
Phone: 800-767-8772