GREAT LAKES RETIREMENT, INC.
CRD #146608 SEC #801-110042 SANDUSKY, OH 419-626-8600
SEC Registered
Total AUM
$962.6M
Discretionary
$898.5M
Employees
25
Clients
10
Accounts
6,582
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Petraitis, Brian, Joseph | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Petraitis, Brian, Joseph | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TOCCACELI, ANDREW, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| TOCCACELI, ANDREW, S | I | CHIEF OPERATIONS OFFICER | NA | |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT | E | Control |
| SMITH, WILLIAM, ALLEN | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 25, 2025 REGISTERED
Notice Filings (9)
AZ CA FL MI NC OH SC TN TX
Address
4604 TIMBER COMMONS DRIVESANDUSKY, OH 44870
United States
Phone: 419-626-8600