BROOKSTREET SECURITIES CORPORATION
Legal name: BROOKSTREET CAPITAL MANAGEMENT
CRD #14667 SEC #801-56948 IRVINE, CA 949-852-6800
SEC Registered Broker-Dealer
Total AUM
$495.1M
Discretionary
$400.3M
Employees
51
Clients
25
Accounts
3,279
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 25, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ATCHITY, MARK AARON | I | FINOP/CHIEF FINANCIAL OFFICER | NA | |
| ATCHITY, MARK AARON | I | FINOP/CHIEF FINANCIAL OFFICER | NA | |
| ATCHITY, MARK AARON | I | FINOP/CHIEF FINANCIAL OFFICER | NA | |
| ATCHITY, MARK AARON | I | FINOP/CHIEF FINANCIAL OFFICER | NA | |
| ATCHITY, MARK AARON | I | FINOP/CHIEF FINANCIAL OFFICER | NA | |
| ATCHITY, MARK AARON | I | FINOP/CHIEF FINANCIAL OFFICER | NA | |
| ATCHITY, MARK AARON | I | FINOP/CHIEF FINANCIAL OFFICER | NA | |
| ATCHITY, MARK AARON | I | FINOP/CHIEF FINANCIAL OFFICER | NA | |
| ATCHITY, MARK AARON | I | FINOP/CHIEF FINANCIAL OFFICER | NA | |
| ATCHITY, MARK AARON | I | FINOP/CHIEF FINANCIAL OFFICER | NA | |
| ATCHITY, MARK AARON | I | FINOP | NA | |
| ATCHITY, MARK AARON | I | FINOP | NA | |
| ATCHITY, MARK AARON | I | FINOP | NA | |
| ATCHITY, MARK AARON | I | FINOP | NA | |
| ATCHITY, MARK AARON | I | FINOP | NA | |
| ATCHITY, MARK AARON | I | FINOP | NA | |
| ATCHITY, MARK AARON | I | FINOP | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, SCOTT STANLEY | I | VICE PRESIDENT | NA | |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST/SROP | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST/SROP | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST/SROP | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST/SROP | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST/SROP | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST/SROP | NA | Control |
| BROOKS, STANLEY CLIFTON | I | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST/SROP | NA | Control |
| LAWRENCE, RHODA ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAWRENCE, RHODA ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAWRENCE, RHODA ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAWRENCE, RHODA ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAWRENCE, RHODA ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAWRENCE, RHODA ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAWRENCE, RHODA ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAINS, JULIE B | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAINS, JULIE B | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAINS, JULIE B | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT/COMPLIANCE OFFICER | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT/COMPLIANCE OFFICER | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT/COMPLIANCE OFFICER | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT/COMPLIANCE OFFICER | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT/COMPLIANCE OFFICER | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT/COMPLIANCE OFFICER | NA | Control |
| MCPHERSON, KATHLEEN MARGARET | I | EXECUTIVE VICE PRESIDENT/COMPLIANCE OFFICER | NA | Control |
| SCOTT, DEBORAH ANN | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, DEBORAH ANN | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/SROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/SROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/SROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/SROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/SROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/SROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/SROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/CROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/CROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/SROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/SROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/SROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/SROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/SROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/CROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/CROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/CROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/CROP | NA | Control |
| WASHBURN, STEPHEN PAUL | I | EXECUTIVE VICE PRESIDENT/CROP | NA | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | DE | SHAREHOLDER / OWNER | E | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | I | SHAREHOLDER / OWNER | D | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | I | SHAREHOLDER / OWNER | D | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | I | SHAREHOLDER / OWNER | D | Control |
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | I | SHAREHOLDER / OWNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
| BROOKS, STANLEY CLIFTON | I | BROOKS FAMILY TRUST | F | Control |
Registrations
Federal
IA
Jan 25, 2007 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
2361 CAMPUS DRIVESUITE 210
IRVINE, CA 92612
USA
Phone: 949-852-6800