ALLSTATE INSTITUTIONAL ADVISORS, LLC
CRD #146677 SEC #801-68937 NORTHBROOK, IL 847-402-8664
SEC Registered
Total AUM
$10.7M
Discretionary
$10.7M
Employees
--
Clients
10
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 9, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALTIMORE, DARRYL, LEE | I | TREASURER | NA | Control |
| DUFFY, KAREN, CYNTHIA | I | ASSISTANT TREASURER | NA | Control |
| FLANARY, LISA, JOANN | I | MANAGER/CHIEF EXECUTIVE OFFICER | NA | Control |
| LEES, SUSAN, LESUEUR | I | ASSISTANT SECRETARY | NA | Control |
| LOUNDS, JOHN, CARL | I | MANAGER/CHAIRMAN OF THE BOARD | NA | Control |
| MARSHALL, WILLIAM, PATRICK | I | PRESIDENT | NA | Control |
| NORTH, STEPHEN, JOEL | I | VICE PRESIDENT, OPERATIONS | NA | Control |
| PLEBANSKI, ANDREW, JAY | I | ASSISTANT VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PRIESS, KENNETH, PAUL | I | CONTROLLER | NA | Control |
| RATH, JOSEPH, PATRICK | I | MANAGER/VICE PRESIDENT, SECRETARY AND GENERAL COUNSEL | NA | Control |
| REED, ALLEN, RALPH | I | ASSISTANT SECRETARY | NA | Control |
| RIZZO, MARIO | I | ASSISTANT TREASURER | NA | Control |
| ALLSTATE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALLSTATE INSURANCE COMPANY | DE | ALLSTATE LIFE INSURANCE COMPANY | E | Control |
| THE ALLSTATE CORPORATION | DE | ALLSTATE INSURANCE COMPANY | E | Control |
Registrations
Federal
IA
Apr 9, 2009 REGISTERED
Address
3100 SANDERS ROADSUITE M2
NORTHBROOK, IL 60062-7154
United States
Phone: 847-402-8664