BATTLEFIELD CAPITAL MANAGEMENT, LLC
CRD #146682 SEC #801-68928 KING OF PRUSSIA, PA 610-205-6111
SEC Registered
Total AUM
$27.2M
Discretionary
$27.2M
Employees
5
Clients
--
Accounts
38
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUROFCHALK, JOHN, MICHAEL | I | MANAGER | NA | Control |
| GRIFFIN HOLDINGS GROUP, LLC | DE | MEMBER | E | Control |
| MAGUIRE, ALEXANDER, ANDERSON | I | CHIEF COMPLIANCE OFFICER; CHIEF INVESTMENT OFFICER | B | Control |
| WEAVER, JAMES, MARK | I | CHIEF EXECUTIVE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STEVENS & LEE, P.C. | DE | GRIFFIN HOLDINGS GROUP, LLC | E | Control |
Registrations
Federal
IA
Mar 25, 2009 REGISTERED
Notice Filings (1)
PA
Address
620 FREEDOM BUSINESS CENTERSUITE 205
KING OF PRUSSIA, PA 19406
United States
Phone: 610-205-6111