RICH GOLDMAN ASSET MGMT, LLC
CRD #146689 SEC #801-70681 SCOTTSDALE, AZ 480-471-5456
SEC Registered
Total AUM
$78M
Discretionary
$52M
Employees
1
Clients
0
Accounts
250
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 28, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLANCHETTE, SHANNA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLANCHETTE, SHANNA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLANCHETTE, SHANNA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLANCHETTE, SHANNA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLANCHETTE, SHANNA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDMAN, RICHARD, CLEMENT | I | PRESIDENT | E | Control |
| GOLDMAN, RICHARD, CLEMENT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDMAN, RICHARD, CLEMENT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDMAN, RICHARD, CLEMENT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDMAN, RICHARD, CLEMENT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDMAN, RICHARD, CLEMENT | I | PRESIDENT | E | Control |
| GOLDMAN, RICHARD, CLEMENT | I | PRESIDENT | E | Control |
| GOLDMAN, RICHARD, CLEMENT | I | PRESIDENT | E | Control |
| GOLDMAN, RICHARD, CLEMENT | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Jun 28, 2012 REGISTERED
Notice Filings (1)
AZ
Address
7373 E. DOUBLETREE RANCH RD.STE B155
SCOTTSDALE, AZ 85258
United States
Phone: 480-471-5456