RIA Intelligence

TRIAD INVESTMENT MANAGEMENT, LLC

CRD #146786 SEC #801-68966 NEWPORT BEACH, CA (949) 679-3991
SEC Registered
Total AUM
$76.9M
Discretionary
$76.9M
Employees
2
Clients
11
Accounts
77

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 22, 2023
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HELDMAN, JOHN, EDWARDIPARTNERNA Control
HUTCHISON, DAVID, MICHAELICHIEF COMPLIANCE OFFICER, PARTNERNA Control
HUTCHISON, DAVID, MICHAELICHIEF COMPLIANCE OFFICER, PARTNERNA Control
HUTCHISON, DAVID, MICHAELICHIEF COMPLIANCE OFFICER, PARTNERNA Control
HUTCHISON, DAVID, MICHAELICHIEF COMPLIANCE OFFICER, PARTNERNA Control
HUTCHISON, DAVID, MICHAELICHIEF COMPLIANCE OFFICERNA Control
HUTCHISON, DAVID, MICHAELICHIEF COMPLIANCE OFFICERNA Control
HUTCHISON, DAVID, MICHAELICHIEF COMPLIANCE OFFICERNA Control
HELDMAN FAMILY TRUST U/A 6/16/2011DEMANAGING MEMBERE Control
HELDMAN FAMILY TRUST U/A 6/16/2011DEMANAGING MEMBERE Control
HELDMAN FAMILY TRUST U/A 6/16/2011DEMANAGING MEMBERE Control
HELDMAN FAMILY TRUST U/A 6/16/2011DEMANAGING MEMBERE Control
HELDMAN FAMILY TRUST U/A 6/16/2011DEMANAGING MEMBERE Control
HELDMAN FAMILY TRUST U/A 6/16/2011DEMANAGING MEMBERE Control
HELDMAN FAMILY TRUST U/A 6/16/2011DEMANAGING MEMBERE Control
HELDMAN FAMILY TRUST U/A 6/16/2011DEMANAGING MEMBERE Control
HELDMAN FAMILY TRUST U/A 6/16/2011DEMANAGING MEMBERE Control
HELDMAN FAMILY TRUST U/A 6/16/2011DEMANAGING MEMBERE Control
HELDMAN FAMILY TRUST U/A 6/16/2011DEMANAGING MEMBERE Control
HELDMAN FAMILY TRUST U/A 6/16/2011DEMANAGING MEMBERE Control
HELDMAN FAMILY TRUST U/A 6/16/2011DEMANAGING MEMBERE Control
HELDMAN FAMILY TRUST U/A 6/16/2011DEMANAGING MEMBERE Control
HELDMAN, JOHN, EDWARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
HELDMAN, JOHN, EDWARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
HELDMAN, JOHN, EDWARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
HELDMAN, JOHN, EDWARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
HELDMAN, JOHN, EDWARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
HELDMAN, JOHN, EDWARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
HELDMAN, JOHN, EDWARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
HELDMAN, JOHN, EDWARDIPARTNERE Control
HELDMAN, JOHN, EDWARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
HELDMAN, JOHN, EDWARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
HELDMAN, JOHN, EDWARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
HELDMAN, JOHN, EDWARDIPARTNERE Control
HELDMAN, JOHN, EDWARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
HELDMAN, JOHN, EDWARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
HELDMAN, JOHN, EDWARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
HELDMAN, JOHN, EDWARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
HELDMAN, JOHN, EDWARDIPARTNERE Control
HELDMAN, JOHN, EDWARDIPARTNERE Control
HELDMAN, JOHN, EDWARDIPARTNERE Control
HELDMAN, JOHN, EDWARDIPARTNERE Control
HELDMAN, JOHN, EDWARDIPARTNERE Control
HELDMAN, JOHN, EDWARDIPARTNERE Control
HELDMAN, JOHN, EDWARDITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, JOHN, EDWARDITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, JOHN, EDWARDITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, JOHN, EDWARDITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, JOHN, EDWARDITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, JOHN, EDWARDITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, JOHN, EDWARDITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, JOHN, EDWARDITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, JOHN, EDWARDITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, JOHN, EDWARDITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, JOHN, EDWARDITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, TONINA, ALEXANDRAITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, TONINA, ALEXANDRAITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, TONINA, ALEXANDRAITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, TONINA, ALEXANDRAITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, TONINA, ALEXANDRAITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, TONINA, ALEXANDRAITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, TONINA, ALEXANDRAITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, TONINA, ALEXANDRAITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, TONINA, ALEXANDRAITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, TONINA, ALEXANDRAITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HELDMAN, TONINA, ALEXANDRAITRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011E Control
HUTCHISON, BROOKE, GILMOURITRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B
HUTCHISON, BROOKE, GILMOURITRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B
HUTCHISON, BROOKE, GILMOURITRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B
HUTCHISON, BROOKE, GILMOURITRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B
HUTCHISON, BROOKE, GILMOURITRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B
HUTCHISON, BROOKE, GILMOURITRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B
HUTCHISON, BROOKE, GILMOURITRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B
HUTCHISON, BROOKE, GILMOURITRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B
HUTCHISON, BROOKE, GILMOURITRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B
HUTCHISON, BROOKE, GILMOURITRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B
HUTCHISON, BROOKE, GILMOURITRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B
HUTCHISON, DAVID, MICHAELICHIEF COMPLIANCE OFFICER, PARTNERB Control
HUTCHISON, DAVID, MICHAELICHIEF COMPLIANCE OFFICER, PARTNERB Control
HUTCHISON, DAVID, MICHAELICHIEF COMPLIANCE OFFICER, PARTNERB Control
HUTCHISON, DAVID, MICHAELICHIEF COMPLIANCE OFFICER, PARTNERB Control
HUTCHISON, DAVID, MICHAELICCO, TRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B Control
HUTCHISON, DAVID, MICHAELICCO, TRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B Control
HUTCHISON, DAVID, MICHAELICCO, TRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B Control
HUTCHISON, DAVID, MICHAELICCO, TRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B Control
HUTCHISON, DAVID, MICHAELICCO, TRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B Control
HUTCHISON, DAVID, MICHAELICCO, TRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B Control
HUTCHISON, DAVID, MICHAELICCO, TRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B Control
HUTCHISON, DAVID, MICHAELICCO, TRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B Control
HUTCHISON, DAVID, MICHAELICCO, TRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B Control
HUTCHISON, DAVID, MICHAELICCO, TRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B Control
HUTCHISON, DAVID, MICHAELICCO, TRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018B Control
THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018DEMEMBERB Control
THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018DEMEMBERB Control
THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018DEMEMBERB Control
THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018DEMEMBERB Control
THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018DEMEMBERB Control
THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018DEMEMBERB Control
THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018DEMEMBERB Control
THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018DEMEMBERB Control
THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018DEMEMBERB Control
THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018DEMEMBERB Control
THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018DEMEMBERB Control
THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018DEMEMBERB Control
THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018DEMEMBERB Control
THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018DEMEMBERB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
HELDMAN, JOHN, EDWARDIHELDMAN FAMILY TRUST U/A 6/16/2011F Control
HELDMAN, JOHN, EDWARDIHELDMAN FAMILY TRUST U/A 6/16/2011F Control
HELDMAN, JOHN, EDWARDIHELDMAN FAMILY TRUST U/A 6/16/2011F Control
HELDMAN, TONINA, ALEXANDRAIHELDMAN FAMILY TRUST U/A 6/16/2011F
HELDMAN, TONINA, ALEXANDRAIHELDMAN FAMILY TRUST U/A 6/16/2011F
HELDMAN, TONINA, ALEXANDRAIHELDMAN FAMILY TRUST U/A 6/16/2011F
HUTCHISON, BROOKE, GILMOURITHE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018F
HUTCHISON, BROOKE, GILMOURITHE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018F
HUTCHISON, BROOKE, GILMOURITHE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018F
HUTCHISON, DAVID, MICHAELITHE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018F Control
HUTCHISON, DAVID, MICHAELITHE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018F Control
HUTCHISON, DAVID, MICHAELITHE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018F Control

Registrations

Federal

IA
Jun 22, 2023 REGISTERED

Notice Filings (2)

CA TX

Address

1301 DOVE STREET
SUITE 1080
NEWPORT BEACH, CA 92660
United States
Phone: (949) 679-3991