RIA Intelligence

HARBINGER ASSET MANAGEMENT, LLC

CRD #146811 SEC #801-69393 RIVERSIDE, CA 951-977-2671
SEC Registered
Total AUM
$19.2M
Discretionary
$0
Employees
1
Clients
0
Accounts
291

Firm Details

Organization Type
Limited Liability Company
State of Formation
Michigan
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 24, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
PARTNERS ADVANTAGE INSURANCE SERVICES, LLCDEMEMBERE Control
PARTNERS ADVANTAGE INSURANCE SERVICES, LLCDEMEMBERE Control
PARTNERS ADVANTAGE INSURANCE SERVICES, LLCDEMEMBERE Control
PARTNERS ADVANTAGE INSURANCE SERVICES, LLCDEMEMBERE Control
PARTNERS ADVANTAGE INSURANCE SERVICES, LLCDEMEMBERE Control
PARTNERS ADVANTAGE INSURANCE SERVICES, LLCDEMEMBERE Control
PARTNERS ADVANTAGE INSURANCE SERVICES, LLCDEMEMBERE Control
PARTNERS ADVANTAGE INSURANCE SERVICES, LLCDEMEMBERE Control
PARTNERS ADVANTAGE INSURANCE SERVICES, LLCDEMEMBERE Control
TOLMACS, CHRISTOPHER, THOMASIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
TOLMACS, CHRISTOPHER, THOMASIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
TOLMACS, CHRISTOPHER, THOMASIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
TOLMACS, CHRISTOPHER, THOMASIMEMBER & CHIEF COMPLIANCE OFFICERB Control
TOLMACS, CHRISTOPHER, THOMASIMEMBER & CHIEF COMPLIANCE OFFICERB Control
TOLMACS, CHRISTOPHER, THOMASIMEMBER & CHIEF COMPLIANCE OFFICERB Control
TOLMACS, CHRISTOPHER, THOMASIMEMBER & CHIEF COMPLIANCE OFFICERB Control
TOLMACS, CHRISTOPHER, THOMASIMEMBER & CHIEF COMPLIANCE OFFICERB Control
TOLMACS, CHRISTOPHER, THOMASIMEMBER & CHIEF COMPLIANCE OFFICERB Control
TOLMACS, CHRISTOPHER, THOMASIMEMBER & CHIEF COMPLIANCE OFFICERB Control
TOLMACS, CHRISTOPHER, THOMASIMEMBER & CHIEF COMPLIANCE OFFICERB Control
TOLMACS, CHRISTOPHER, THOMASIMEMBER & CHIEF COMPLIANCE OFFICERB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
TIETZ, SCOTT, DARRYLIPARTNERS ADVANTAGE INSURANCE SERVICES, LLCD Control
TIETZ, SCOTT, DARRYLIPARTNERS ADVANTAGE INSURANCE SERVICES, LLCD Control
TIETZ, SCOTT, DARRYLIPARTNERS ADVANTAGE INSURANCE SERVICES, LLCD Control
TIETZ, SCOTT, DARRYLIPARTNERS ADVANTAGE INSURANCE SERVICES, LLCD Control
TIETZ, SCOTT, DARRYLIPARTNERS ADVANTAGE INSURANCE SERVICES, LLCD Control
TIETZ, SCOTT, DARRYLIPARTNERS ADVANTAGE INSURANCE SERVICES, LLCC Control
TIETZ, SCOTT, DARRYLIPARTNERS ADVANTAGE INSURANCE SERVICES, LLCC Control
TIETZ, SCOTT, DARRYLIPARTNERS ADVANTAGE INSURANCE SERVICES, LLCC Control

Registrations

Federal

IA
Sep 24, 2012 REGISTERED

Notice Filings (4)

CA FL IN MI

Address

4204 RIVERWALK PKWY, SUITE 300
RIVERSIDE, CA 92505
United States
Phone: 951-977-2671