RIA Intelligence

HARVEST VOLATILITY MANAGEMENT, LLC

CRD #146869 SEC #801-69037 NORWALK, CT 203-307-0600
SEC Registered Disclosures
Total AUM
$216.6M
Discretionary
$216.6M
Employees
5
Clients
--
Accounts
64
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 11, 2024
Branch Offices
0
LEI
549300FVCLBSFKCBZR30

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERNA Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERNA Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBERNA Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBERNA Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBERNA Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBERNA Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERNA Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBERNA Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBERNA Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERNA Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERNA Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERNA Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBERNA Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBERNA Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBERNA Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICERNA Control
CLOUGH, PATRICK, JOSEPHICHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICERNA Control
GUREN, ADAM, MICHAELITRUSTEE OF ALISA BROCKELMAN 2012 FAMILY TRUSTNA Control
GUREN, ADAM, MICHAELITRUSTEE OF ALISA BROCKELMAN 2012 FAMILY TRUSTNA Control
GUREN, ADAM, MICHAELITRUSTEE OF ALISA BROCKELMAN 2012 FAMILY TRUSTNA Control
GUREN, ADAM, MICHAELITRUSTEE OF ALISA BROCKELMAN 2012 FAMILY TRUSTNA Control
GUREN, ADAM, MICHAELITRUSTEE OF ALISA BROCKELMAN 2012 FAMILY TRUSTNA Control
GUREN, ADAM, MICHAELITRUSTEE OF ALISA BROCKELMAN 2012 FAMILY TRUSTNA Control
GUREN, ADAM, MICHAELITRUSTEE OF ALISA BROCKELMAN 2012 FAMILY TRUSTNA Control
GUREN, ADAM, MICHAELITRUSTEE OF ALISA BROCKELMAN 2012 FAMILY TRUSTNA Control
GUREN, ADAM, MICHAELITRUSTEE OF ALISA BROCKELMAN 2012 FAMILY TRUSTNA Control
GUREN, ADAM, MICHAELITRUSTEE OF ALISA BROCKELMAN 2012 FAMILY TRUSTNA Control
GUREN, ADAM, MICHAELITRUSTEE OF ALISA BROCKELMAN 2012 FAMILY TRUSTNA Control
GUREN, ADAM, MICHAELITRUSTEE OF ALISA BROCKELMAN 2012 FAMILY TRUSTNA Control
GUREN, ADAM, MICHAELITRUSTEE OF ALISA BROCKELMAN 2012 FAMILY TRUSTNA Control
GUREN, ADAM, MICHAELITRUSTEE OF ALISA BROCKELMAN 2012 FAMILY TRUSTNA Control
MASON, LAUREL, TICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
MASON, LAUREL, TICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
MASON, LAUREL, TICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
MASON, LAUREL, TICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
MASON, LAUREL, TICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
MASON, LAUREL, TICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
MERRITT, MARK, RICHARDICCO & CFONA Control
MERRITT, MARK, RICHARDICHIEF FINANCIAL OFFICERNA Control
MERRITT, MARK, RICHARDICCO & CFONA Control
MERRITT, MARK, RICHARDICCO & CFONA Control
MERRITT, MARK, RICHARDICCO & CFONA Control
MERRITT, MARK, RICHARDICCO & CFONA Control
PAOLELLA, GARRETT, KEITHICHIEF OPERATING OFFICERNA Control
PAOLELLA, GARRETT, KEITHICHIEF OPERATING OFFICERNA Control
PAOLELLA, GARRETT, KEITHICHIEF OPERATING OFFICERNA Control
PAOLELLA, GARRETT, KEITHICHIEF OPERATING OFFICERNA Control
PAOLELLA, GARRETT, KEITHICHIEF OPERATING OFFICERNA Control
BROCKELMAN, CURTIS, FRANCISICHIEF COMPLIANCE OFFICERE Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICER, MANAGING MEMBERD Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICER, MANAGING MEMBERD Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERC Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERC Control
BROCKELMAN, CURTIS, FRANCISICHIEF COMPLIANCE OFFICERC Control
BROCKELMAN, CURTIS, FRANCISICHIEF COMPLIANCE OFFICERC Control
BROCKELMAN, CURTIS, FRANCISICHIEF COMPLIANCE OFFICERC Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERC Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBERC Control
BROCKELMAN, CURTIS, FRANCISICHIEF COMPLIANCE OFFICERC Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERC Control
BROCKELMAN, CURTIS, FRANCISIMANAGING PARTNERC Control
BROCKELMAN, CURTIS, FRANCISIMANAGING PARTNERC Control
BROCKELMAN, CURTIS, FRANCISIMANAGING PARTNERC Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBERC Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERC Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERC Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERC Control
BROCKELMAN, CURTIS, FRANCISIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICER, MANAGING MEMBERC Control
SELVALA, RICHARD, LEEICHIEF EXECUTIVE OFFICER, MANAGING MEMBERC Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERB Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERB Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERB Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERB Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERB Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERB Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERB Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERB Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERB Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERB Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERB Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERB Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERB Control
ALISA BROCKELMAN 2012 FAMILY TRUSTDEMEMBERB Control
KENNEDY, ALLAN, NMNICHIEF MARKETING OFFICERB Control
KENNEDY, ALLAN, NMNICHIEF MARKETING OFFICERB Control
KENNEDY, ALLAN, NMNICHIEF MARKETING OFFICERB Control
KENNEDY, ALLAN, NMNICHIEF MARKETING OFFICERB Control
KENNEDY, ALLAN, NMNICHIEF MARKETING OFFICERB Control
KENNEDY, ALLAN, NMNICHIEF MARKETING OFFICERB Control
KENNEDY, ALLAN, NMNICHIEF MARKETING OFFICERB Control
LPC HARVEST, LPDEMEMBERB Control
LPC HARVEST, LPDEMEMBERB Control
LPC HARVEST, LPDEMEMBERB Control
LPC HARVEST, LPDEMEMBERB Control
LPC HARVEST, LPDEMEMBERB Control
LPC HARVEST, LPDEMEMBERB Control
LPC HARVEST, LPDEMEMBERB Control
LPC HARVEST, LPDEMEMBERB Control
LPC HARVEST, LPDEMEMBERB Control
LPC HARVEST, LPDEMEMBERB Control
LPC HARVEST, LPDEMEMBERB Control
LPC HARVEST, LPDEMEMBERB Control
LPC HARVEST, LPDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
PERCH BAY GROUP LLCDEMEMBERB Control
KENNEDY, ALLAN, NMNICHIEF MARKETING OFFICERA Control
KENNEDY, ALLAN, NMNICHIEF MARKETING OFFICERA Control
KENNEDY, ALLAN, NMNICHIEF MARKETING OFFICERA Control
KENNEDY, ALLAN, NMNICHIEF MARKETING OFFICERA Control
KENNEDY, ALLAN, NMNICHIEF MARKETING OFFICERA Control
KENNEDY, ALLAN, NMNICHIEF MARKETING OFFICERA Control
KENNEDY, ALLAN, NMNICHIEF MARKETING OFFICERA Control
KENNEDY, ALLAN, NMNICHIEF MARKETING OFFICERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
GUREN, ADAM, MICHAELIALISA BROCKELMAN 2012 FAMILY TRUSTF Control
LPC HARVEST GP, LLCDELPC HARVEST, LPF Control
LPC HARVEST GP, LLCDELPC HARVEST, LPF Control
LPC HARVEST GP, LLCDELPC HARVEST, LPF Control
LPC HARVEST GP, LLCDELPC HARVEST, LPF Control
LPC HARVEST GP, LLCDELPC HARVEST, LPF Control
LPC HARVEST GP, LLCDELPC HARVEST, LPF Control
LPC HARVEST GP, LLCDELPC HARVEST, LPF Control
LPC HARVEST GP, LLCDELPC HARVEST, LPF Control
LPC HARVEST GP, LLCDELPC HARVEST, LPF Control
LPC HARVEST GP, LLCDELPC HARVEST, LPF Control
LPC HARVEST GP, LLCDELPC HARVEST, LPF Control
LPC HARVEST GP, LLCDELPC HARVEST, LPF Control
LPC HARVEST GP, LLCDELPC HARVEST, LPF Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
BROCKELMAN, CURTIS, FRANCISIPERCH BAY GROUP LLCE Control
JOHN HANCOCK LIFE INSURANCE CO USADELPC HARVEST, LPC Control
JOHN HANCOCK LIFE INSURANCE CO USADELPC HARVEST, LPC Control
JOHN HANCOCK LIFE INSURANCE CO USADELPC HARVEST, LPC Control
JOHN HANCOCK LIFE INSURANCE CO USADELPC HARVEST, LPC Control
JOHN HANCOCK LIFE INSURANCE CO USADELPC HARVEST, LPC Control
JOHN HANCOCK LIFE INSURANCE CO USADELPC HARVEST, LPC Control
JOHN HANCOCK LIFE INSURANCE CO USADELPC HARVEST, LPC Control
JOHN HANCOCK LIFE INSURANCE CO USADELPC HARVEST, LPC Control
JOHN HANCOCK LIFE INSURANCE CO USADELPC HARVEST, LPC Control
JOHN HANCOCK LIFE INSURANCE CO USADELPC HARVEST, LPC Control
JOHN HANCOCK LIFE INSURANCE CO USADELPC HARVEST, LPC Control
JOHN HANCOCK LIFE INSURANCE CO USADELPC HARVEST, LPC Control
JOHN HANCOCK LIFE INSURANCE CO USADELPC HARVEST, LPC Control

Registrations

Federal

IA
Oct 11, 2024 REGISTERED

Notice Filings (47)

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Address

101 MERRITT 7 CORPORATE PARK
3RD FLOOR
NORWALK, CT 06851
United States
Phone: 203-307-0600