SIENA WEALTH MANAGEMENT, INC.
CRD #146902 SEC #801-69178 SAN JOSE, CA 408-244-3800
SEC Registered
Total AUM
$234.7M
Discretionary
$0
Employees
5
Clients
0
Accounts
888
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEMKO, MICHAEL, DAVID | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| DEMKO, MICHAEL, DAVID | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| DEMKO, MICHAEL, DAVID | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| DEMKO, MICHAEL, DAVID | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| DEMKO, MICHAEL, DAVID | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| WEAKLEY, MICHAEL, ALEN | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| WEAKLEY, MICHAEL, ALEN | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| WEAKLEY, MICHAEL, ALEN | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| WEAKLEY, MICHAEL, ALEN | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| WEAKLEY, MICHAEL, ALEN | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| HOWARD, RONALD, JAY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SOLE OWNER | E | Control |
| HOWARD, RONALD, JAY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SOLE OWNER | E | Control |
| HOWARD, RONALD, JAY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SOLE OWNER | E | Control |
| HOWARD, RONALD, JAY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SOLE OWNER | E | Control |
| HOWARD, RONALD, JAY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SOLE OWNER | E | Control |
| HOWARD, RONALD, JAY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SOLE OWNER | E | Control |
| HOWARD, RONALD, JAY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SOLE OWNER | E | Control |
| HOWARD, RONALD, JAY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SOLE OWNER | E | Control |
| HOWARD, RONALD, JAY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SOLE OWNER | E | Control |
| HOWARD, RONALD, JAY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SOLE OWNER | E | Control |
| HOWARD, RONALD, JAY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SOLE OWNER | E | Control |
| HOWARD, RONALD, JAY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SOLE OWNER | E | Control |
Registrations
Federal
IA
Mar 21, 2019 REGISTERED
Notice Filings (3)
AZ CA MT
Address
1550 THE ALAMEDASUITE 125
SAN JOSE, CA 95126
United States
Phone: 408-244-3800