EASTWIND CAPITAL, LLC
Legal name: ESTATE PLANNING PROFESSIONALS
CRD #146957 SEC #801-69213 WESTERVILLE, OH 614-888-2230
SEC Registered
Total AUM
$128.9M
Discretionary
$58.3M
Employees
11
Clients
11
Accounts
1,461
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 7, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARSENEAU, SHAWN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ARSENEAU, SHAWN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ARSENEAU, SHAWN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ARSENEAU, SHAWN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER | E | Control |
| VALLEY, PHILLIP, MICHAEL | I | MANAGER | E | Control |
Registrations
Federal
IA
May 7, 2012 REGISTERED
Notice Filings (3)
FL OH PA
Address
921 EASTWIND DRIVE, SUITE 101WESTERVILLE, OH 43081
United States
Phone: 614-888-2230