VASQUEZ & CO., INC.
Legal name: VASQUEZ & CO.
CRD #147066 SEC #801-72299 SAN FRANCISCO, CA 415-745-3601
SEC Registered
Total AUM
$5M
Discretionary
$5M
Employees
1
Clients
0
Accounts
50
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 22, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER, CEO, COO, CLO, CFO, DIRECTOR, FOUNDER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER, CEO, COO, CLO, CFO, DIRECTOR, FOUNDER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER, CEO, COO, CLO, CFO, DIRECTOR, FOUNDER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER, CEO, COO, CLO, CFO, DIRECTOR, FOUNDER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER, CEO, COO, CLO, CFO, DIRECTOR, FOUNDER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER, CEO, COO, CLO, CFO, DIRECTOR, FOUNDER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER, CEO, COO, CLO, CFO, DIRECTOR, FOUNDER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER, CEO, COO, CLO, CFO, DIRECTOR, FOUNDER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER, CEO, COO, CLO, CFO, DIRECTOR, FOUNDER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER, CEO, COO, CLO, CFO, DIRECTOR, FOUNDER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER, CEO, COO, CLO, CFO, DIRECTOR, FOUNDER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER, CEO, COO, CLO, CFO, DIRECTOR, FOUNDER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER, CEO, COO, CLO, CFO, DIRECTOR, FOUNDER | E | Control |
| VASQUEZ, DANIEL, WALDEMAR | I | CHIEF COMPLIANCE OFFICER, CEO, COO, CLO, CFO, DIRECTOR, FOUNDER | E | Control |
Registrations
Federal
IA
Dec 22, 2015 REGISTERED
Notice Filings (1)
CA
Address
100 PINE STREETSUITE 1250
SAN FRANCISCO, CA 94111
United States
Phone: 415-745-3601