RIA Intelligence

FRIDSON INVESTMENT ADVISORS, LLC

CRD #147093 SEC #801-69195 NEW YORK, NY 212-210-9600
SEC Registered
Total AUM
$228.8M
Discretionary
$228.8M
Employees
--
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 29, 2010
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BIVILLE, PASCALIMEMBER OF BOARD OF DIRECTORS OF APPLICANTNA Control
BIVILLE, PASCALIMEMBER OF BOARD OF DIRECTORS OF APPLICANTNA Control
BIVILLE, PASCALIMEMBER OF BOARD OF DIRECTORS OF APPLICANTNA Control
LAPOMME, PIERRE, MARCIMEMBER OF BOARD OF DIRECTORS OF APPLICANTNA Control
LAPOMME, PIERRE, MARCIMEMBER OF BOARD OF DIRECTORS OF APPLICANTNA Control
LAPOMME, PIERRE, MARCIMEMBER OF BOARD OF DIRECTORS OF APPLICANTNA Control
MEISTER, ROBIN, SUEICHIEF COMPLIANCE OFFICERNA Control
MEISTER, ROBIN, SUEICHIEF COMPLIANCE OFFICERNA Control
BNP PARIBAS ASSET MANAGEMENT, INC.DEDIRECT OWNERD Control
BNP PARIBAS ASSET MANAGEMENT, INC.DEDIRECT OWNERD Control
BNP PARIBAS ASSET MANAGEMENT, INC.DEDIRECT OWNERC Control
FRIDSON, MARTIN, STEVENICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICERB Control
FRIDSON, MARTIN, STEVENICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICERB Control
FRIDSON, MARTIN, STEVENICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICERB Control
LAWTON, DREW, EDWARDIPRESIDENTA Control
LAWTON, DREW, EDWARDICHIEF COMPLIANCE OFFICERA Control
LAWTON, DREW, EDWARDIDIRECT OWNERA Control
LAWTON, DREW, EDWARDIDIRECT OWNERA Control
TEOLIS, DAVID, JOSEPHIPORTFOLIO MANAGERA Control
TEOLIS, DAVID, JOSEPHIPORTFOLIO MANAGERA Control
TEOLIS, DAVID, JOSEPHIPORTFOLIO MANAGERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BNP PARIBASFEBNP OWNS 81% OF PARIBAS NORTH AMERICA, INC.E Control
BNP PARIBASFEBNP OWNS 81% OF PARIBAS NORTH AMERICA, INC.E Control
BNP PARIBASFEBNP OWNS 81% OF PARIBAS NORTH AMERICA, INC.E Control
PARIBAS NORTH AMERICA, INC.DE100% OF BNP PARIBAS ASSET MANAGEMENT, INC.E Control
PARIBAS NORTH AMERICA, INC.DE100% OF BNP PARIBAS ASSET MANAGEMENT, INC.E Control
PARIBAS NORTH AMERICA, INC.DE100% OF BNP PARIBAS ASSET MANAGEMENT, INC.E Control

Registrations

Federal

IA
Jan 29, 2010 REGISTERED

Notice Filings (4)

CA IL MA NY

Address

200 PARK AVENUE
45TH FLOOR
NEW YORK, NY 10166
United States
Phone: 212-210-9600