CAG TAMPA, LLC
Legal name: CAPITAL ADVISORY GROUP
CRD #147192 SEC #801-69161 TAMPA, FL 813-254-1070
SEC Registered
Total AUM
$41.4M
Discretionary
$41.4M
Employees
1
Clients
11
Accounts
46
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GARDNER, CHERYL, EMERY | I | CHIEF COMPLIANCE OFFICER/OFFICE MANAGER | NA | Control |
| GARDNER, CHERYL, EMERY | I | CHIEF COMPLIANCE OFFICER/OFFICE MANAGER | NA | Control |
| GARDNER, CHERYL, EMERY | I | CHIEF COMPLIANCE OFFICER/OFFICE MANAGER | NA | Control |
| GARDNER, CHERYL, EMERY | I | CHIEF COMPLIANCE OFFICER/OFFICE MANAGER | NA | Control |
| JAMES, WILLIAM, WESTLEY | I | VICE PRESIDENT | NA | |
| JAMES, WILLIAM, WESTLEY | I | VICE PRESIDENT | NA | |
| JAMES, WILLIAM, WESTLEY | I | VICE PRESIDENT | NA | |
| JAMES, WILLIAM, WESTLEY | I | VICE PRESIDENT | NA | |
| JAMES, WILLIAM, WESTLEY | I | VICE PRESIDENT | NA | |
| JAMES, WILLIAM, EDISON | I | PRESIDENT/MANAGING MEMBER | E | Control |
| JAMES, WILLIAM, EDISON | I | PRESIDENT/MANAGING MEMBER | E | Control |
| JAMES, WILLIAM, EDISON | I | PRESIDENT/MANAGING MEMBER | E | Control |
| JAMES, WILLIAM, EDISON | I | PRESIDENT/MANAGING MEMBER | E | Control |
| JAMES, WILLIAM, EDISON | I | PRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 26, 2012 REGISTERED
Notice Filings (2)
CA FL
Address
442 W. KENNEDY BLVD.SUITE 380
TAMPA, FL 33606-1494
United States
Phone: 813-254-1070