D. E. SHAW DIRECT CAPITAL, L.L.C.
CRD #147212 SEC #801-69171 NEW YORK, NY 212-478-0000
SEC Registered Private Funds
Total AUM
$89.1M
Discretionary
$89.1M
Employees
3
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ELIAS, ROCHELLE, ASSAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| ELIAS, ROCHELLE, ASSAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| ELIAS, ROCHELLE, ASSAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GAUDIO, JULIUS, RALPH | I | MANAGING DIRECTOR | NA | Control |
| GAUDIO, JULIUS, RALPH | I | MANAGING DIRECTOR | NA | Control |
| GAUDIO, JULIUS, RALPH | I | MANAGING DIRECTOR | NA | Control |
| GAUDIO, JULIUS, RALPH | I | MANAGING DIRECTOR | NA | Control |
| GAUDIO, JULIUS, RALPH | I | MANAGING DIRECTOR | NA | Control |
| GAUDIO, JULIUS, RALPH | I | MANAGING DIRECTOR | NA | Control |
| LADD, ROBERT, THOMSEN | I | PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| LADD, ROBERT, THOMSEN | I | PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| LADD, ROBERT, THOMSEN | I | PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| LADD, ROBERT, THOMSEN | I | PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| POSNER, DANIEL, ERIC | I | MANAGING DIRECTOR | NA | Control |
| POSNER, DANIEL, ERIC | I | MANAGING DIRECTOR | NA | Control |
| SALKIND, LOUIS, KEN | I | MANAGING DIRECTOR | NA | Control |
| SALKIND, LOUIS, KEN | I | MANAGING DIRECTOR | NA | Control |
| SALKIND, LOUIS, KEN | I | MANAGING DIRECTOR | NA | Control |
| SALKIND, LOUIS, KEN | I | MANAGING DIRECTOR | NA | Control |
| SALKIND, LOUIS, KEN | I | MANAGING DIRECTOR | NA | Control |
| SALKIND, LOUIS, KEN | I | MANAGING DIRECTOR | NA | Control |
| SALKIND, LOUIS, KEN | I | MANAGING DIRECTOR | NA | Control |
| SALKIND, LOUIS, KEN | I | MANAGING DIRECTOR | NA | Control |
| SALKIND, LOUIS, KEN | I | MANAGING DIRECTOR | NA | Control |
| SALKIND, LOUIS, KEN | I | MANAGING DIRECTOR | NA | Control |
| SALKIND, LOUIS, KEN | I | MANAGING DIRECTOR | NA | Control |
| SALKIND, LOUIS, KEN | I | MANAGING DIRECTOR | NA | Control |
| SALKIND, LOUIS, KEN | I | MANAGING DIRECTOR | NA | Control |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER | NA | |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER | NA | |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER | NA | |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER | NA | |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER | NA | |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER | NA | |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| THOMAS, NATHAN, CLARK | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| D E SHAW & CO LP | DE | MANAGING MEMBER | E | Control |
| D E SHAW & CO LP | DE | MANAGING MEMBER | E | Control |
| D E SHAW & CO LP | DE | MANAGING MEMBER | E | Control |
| D E SHAW & CO LP | DE | MANAGING MEMBER | E | Control |
| D E SHAW & CO LP | DE | MANAGING MEMBER | E | Control |
| D E SHAW & CO LP | DE | MANAGING MEMBER | E | Control |
| D. E. SHAW & CO., L.P. | DE | MANAGING MEMBER | E | Control |
| D. E. SHAW & CO., L.P. | DE | MANAGING MEMBER | E | Control |
| D. E. SHAW & CO., L.P. | DE | MANAGING MEMBER | E | Control |
| D. E. SHAW & CO., L.P. | DE | MANAGING MEMBER | E | Control |
| D. E. SHAW & CO., L.P. | DE | MANAGING MEMBER | E | Control |
| D. E. SHAW & CO., L.P. | DE | MANAGING MEMBER | E | Control |
| D. E. SHAW & CO., L.P. | DE | MANAGING MEMBER | E | Control |
| D. E. SHAW & CO., L.P. | DE | MANAGING MEMBER | E | Control |
| D. E. SHAW & CO., L.P. | DE | MANAGING MEMBER | E | Control |
| D. E. SHAW & CO., L.P. | DE | MANAGING MEMBER | E | Control |
| D. E. SHAW & CO., L.P. | DE | MANAGING MEMBER | E | Control |
| D. E. SHAW & CO., L.P. | DE | MANAGING MEMBER | E | Control |
| D. E. SHAW & CO., L.P. | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| D. E. SHAW & CO., INC. | DE | D. E. SHAW & CO., L.P. | F | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO., L.P. | D | Control |
Registrations
Federal
IA
Mar 30, 2018 REGISTERED
Notice Filings (1)
NY
Address
1166 AVENUE OF THE AMERICAS9TH FLOOR
NEW YORK, NY 10036
United States
Phone: 212-478-0000