U.S. ONE, INC.
CRD #147268 SEC #801-70667 RENO, NV 775-329-5500
SEC Registered
Total AUM
$9.8M
Discretionary
$9.8M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 3, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GUNNING, PETER, J | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WICHERS, CHERYL, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRANK RUSSELL COMPANY | DE | SHAREHOLDER | E | Control |
| HRABAL, PAUL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HRABAL, PAUL, NMN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HRABAL, PAUL, NMN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HRABAL, PAUL, NMN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HRABAL, PAUL, NMN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | FRANK RUSSELL COMPANY | E | Control |
Registrations
Federal
IA
May 3, 2011 REGISTERED
Notice Filings (1)
NV
Address
9190 DOUBLE DIAMOND PKWYRENO, NV 89521
United States
Phone: 775-329-5500