RIA Intelligence

CAZ/INROADS GROUP, L.L.C.

CRD #147278 SEC #801-69351 HOUSTON, TX 713-403-8250
SEC Registered
Total AUM
$62M
Discretionary
$62M
Employees
5
Clients
--
Accounts
140

Firm Details

Organization Type
Limited Liability Company
State of Formation
Texas
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 24, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HODGES, JAMES, CASEYICHIEF COMPLIANCE OFFICERNA Control
HODGES, JAMES, CASEYICHIEF COMPLIANCE OFFICERNA Control
ZOOK, CHRISTOPHER, ALANIMANAGING MEMBERNA Control
ZOOK, CHRISTOPHER, ALANIMANAGING MEMBERNA Control
THE INROADS GROUP, LTD.DEMANAGING MEMBERD Control
THE INROADS GROUP, LTD.DEMANAGING MEMBERD Control
CAZ INVESTMENTS L.P.DEMANAGING MEMBERC Control
CAZ INVESTMENTS L.P.DEMANAGING MEMBERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CAZ INVESTMENT MANAGEMENT LLCDECAZ INVESTMENTS L.P.F Control
CAZ INVESTMENT MANAGEMENT LLCDECAZ INVESTMENTS L.P.F Control
JACKSON, ALFREDIJW FALCON GROUP LTD.F Control
JACKSON, ALFREDIJW FALCON GROUP LTD.F Control
JACKSON, ALFREDITHE INROADS GROUP, LTD.E Control
JACKSON, ALFREDITHE INROADS GROUP, LTD.E Control
JW FALCON GROUP LTDDETHE INROADS GROUP, LTD.E Control
JW FALCON GROUP LTDDETHE INROADS GROUP, LTD.E Control
ZOOK, CHRISTOPHER, ALANICAZ INVESTMENT MANAGEMENT LLCE Control
ZOOK, CHRISTOPHER, ALANICAZ INVESTMENT MANAGEMENT LLCE Control
ZOOK, CHRISTOPHER, ALANICAZ INVESTMENTS, L.P.D Control
ZOOK, CHRISTOPHER, ALANICAZ INVESTMENTS, L.P.D Control

Registrations

Federal

IA
Mar 24, 2009 REGISTERED

Notice Filings (1)

TX

Address

ONE RIVERWAY PLAZA
SUITE 2000
HOUSTON, TX 77056
United States
Phone: 713-403-8250