RIA Intelligence

FOLDES FINANCIAL MANAGEMENT, LLC

Legal name: FOLDES FINANCIAL MANAGEMENT

CRD #147285 SEC #801-69309 MIAMI, FL 305-670-0545
SEC Registered
Total AUM
$417.9M
Discretionary
$417.9M
Employees
1
Clients
1
Accounts
1,886

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jul 16, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FOLDES, STEVEN, MICHAELICEO AND CHIEF COMPLIANCE OFFICERNA Control
FOLDES, STEVEN, MICHAELICEO AND CHIEF COMPLIANCE OFFICERNA Control
FOLDES, STEVEN, MICHAELICEO AND CHIEF COMPLIANCE OFFICERNA Control
FOLDES, STEVEN, MICHAELICEO AND CHIEF COMPLIANCE OFFICERNA Control
FOLDES, STEVEN, MICHAELICEO AND CHIEF COMPLIANCE OFFICERNA Control
FOLDES, STEVEN, MICHAELICEO AND CHIEF COMPLIANCE OFFICERNA Control
FOLDES, STEVEN, MICHAELICEO AND CHIEF COMPLIANCE OFFICERNA Control
FOLDES, STEVEN, MICHAELICEO AND CHIEF COMPLIANCE OFFICERNA Control
FOLDES, STEVEN, MICHAELICEO AND CHIEF COMPLIANCE OFFICERNA Control
FOLDES, STEVEN, MICHAELICEO AND CHIEF COMPLIANCE OFFICERNA Control
FOLDES, STEVEN, MICHAELICEO AND CHIEF COMPLIANCE OFFICERNA Control
FOLDES, STEVEN, MICHAELICEO AND CHIEF COMPLIANCE OFFICERNA Control
HENRY, MICHAEL, KEITHIVP / CHIEF COMPLIANCE OFFICERNA
WEALTHTRUST LLCDEMEMBER NON VOTINGNA
WEALTHTRUST LLCDEMEMBER NON VOTINGNA
FOLDES FINANCIAL MANAGEMENT, INC.DEMEMBERE Control
FOLDES FINANCIAL MANAGEMENT, INC.DEMEMBERE Control
FOLDES FINANCIAL MANAGEMENT, INC.DEMEMBERE Control
WEALTHTRUST LLCDEMEMBERD Control
WEALTHTRUST LLCDEMEMBERD Control
WEALTHTRUST LLCDEMEMBERD Control
WEALTHTRUST LLCDEMEMBERD Control
WEALTHTRUST LLCDEMEMBERD Control
WEALTHTRUST LLCDEMEMBERD Control
WEALTHTRUST LLCDEMEMBERD Control
WEALTHTRUST LLCDEMEMBERD Control
WEALTHTRUST LLCDEMEMBERD Control
WEALTHTRUST LLCDEMEMBERD Control
FOLDES FINANCIAL MANAGEMENT, INC.DEMEMBERC Control
FOLDES FINANCIAL MANAGEMENT, INC.DEMEMBERC Control
FOLDES FINANCIAL MANAGEMENT, INC.DEMEMBERC Control
FOLDES FINANCIAL MANAGEMENT, INC.DEMEMBERC Control
FOLDES FINANCIAL MANAGEMENT, INC.DEMEMBERC Control
FOLDES FINANCIAL MANAGEMENT, INC.DEMEMBERC Control
FOLDES FINANCIAL MANAGEMENT, INC.DEMEMBERC Control
FOLDES FINANCIAL MANAGEMENT, INC.DEMEMBERC Control
FOLDES FINANCIAL MANAGEMENT, INC.DEMEMBERC Control
FOLDES, STEVEN, MICHAELICEOC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FALCON MEZZANINE PARTNERS II LPDEWEALTHTRUST HOLDINGS LLCE Control
FALCON MEZZANINE PARTNERS II LPDEWEALTHTRUST HOLDINGS LLCE Control
FALCON MEZZANINE PARTNERS II LPDEWEALTHTRUST HOLDINGS LLCE Control
FALCON MEZZANINE PARTNERS II LPDEWEALTHTRUST HOLDINGS LLCE Control
FALCON MEZZANINE PARTNERS II LPDEWEALTHTRUST HOLDINGS LLCE Control
FALCON MEZZANINE PARTNERS II LPDEWEALTHTRUST HOLDINGS LLCE Control
FALCON MEZZANINE PARTNERS II LPDEWEALTHTRUST HOLDINGS LLCE Control
FALCON MEZZANINE PARTNERS II LPDEWEALTHTRUST HOLDINGS LLCE Control
FOLDES, STEVEN, MICHAELIFOLDES FINANCIAL MANAGEMENT, INC.E Control
FOLDES, STEVEN, MICHAELIFOLDES FINANCIAL MANAGEMENT, INC.E Control
FOLDES, STEVEN, MICHAELIFOLDES FINANCIAL MANAGEMENT, INC.E Control
FOLDES, STEVEN, MICHAELIFOLDES FINANCIAL MANAGEMENT, INC.E Control
FOLDES, STEVEN, MICHAELIFOLDES FINANCIAL MANAGEMENT, INC.E Control
FOLDES, STEVEN, MICHAELIFOLDES FINANCIAL MANAGEMENT, INC.E Control
FOLDES, STEVEN, MICHAELIFOLDES FINANCIAL MANAGEMENT, INC.E Control
FOLDES, STEVEN, MICHAELIFOLDES FINANCIAL MANAGEMENT, INC.E Control
FOLDES, STEVEN, MICHAELIFOLDES FINANCIAL MANAGEMENT, INC.E Control
FOLDES, STEVEN, MICHAELIFOLDES FINANCIAL MANAGEMENT, INC.E Control
FOLDES, STEVEN, MICHAELIFOLDES FINANCIAL MANAGEMENT, INC.E Control
FOLDES, STEVEN, MICHAELIFOLDES FINANCIAL MANAGEMENT, INC.E Control
WEALTHTRUST HOLDING CO.DEWEALTHTRUST LLCE Control
WEALTHTRUST HOLDING CO.DEWEALTHTRUST LLCE Control
WEALTHTRUST HOLDING CO.DEWEALTHTRUST LLCE Control
WEALTHTRUST HOLDING CO.DEWEALTHTRUST LLCE Control
WEALTHTRUST HOLDING CO.DEWEALTHTRUST LLCE Control
WEALTHTRUST HOLDING CO.DEWEALTHTRUST LLCE Control
WEALTHTRUST HOLDING CO.DEWEALTHTRUST LLCE Control
WEALTHTRUST HOLDING CO.DEWEALTHTRUST LLCE Control
WEALTHTRUST HOLDING CO.DEWEALTHTRUST LLCE Control
WEALTHTRUST HOLDING CO.DEWEALTHTRUST LLCE Control
WEALTHTRUST HOLDING CO.DEWEALTHTRUST LLCE Control
WEALTHTRUST HOLDING CO.DEWEALTHTRUST LLCE Control
WEALTHTRUST HOLDINGS LLCDEWEALTHTRUST HOLDINGS COE Control
WEALTHTRUST HOLDINGS LLCDEWEALTHTRUST HOLDINGS COE Control
WEALTHTRUST HOLDINGS LLCDEWEALTHTRUST HOLDINGS COE Control
WEALTHTRUST HOLDINGS LLCDEWEALTHTRUST HOLDINGS COE Control
WEALTHTRUST HOLDINGS LLCDEWEALTHTRUST HOLDINGS COE Control
WEALTHTRUST HOLDINGS LLCDEWEALTHTRUST HOLDINGS COE Control
WEALTHTRUST HOLDINGS LLCDEWEALTHTRUST HOLDINGS COE Control
WEALTHTRUST HOLDINGS LLCDEWEALTHTRUST HOLDINGS COE Control
WEALTHTRUST HOLDINGS LLCDEWEALTHTRUST HOLDINGS COE Control
WEALTHTRUST HOLDINGS LLCDEWEALTHTRUST HOLDINGS COE Control
WEALTHTRUST HOLDINGS LLCDEWEALTHTRUST HOLDINGS COE Control
WEALTHTRUST HOLDINGS LLCDEWEALTHTRUST HOLDINGS COE Control
FALCON MEZZANINE PARTNERS II LPDEWEALTHTRUST HOLDINGS LLCD Control
FALCON MEZZANINE PARTNERS II LPDEWEALTHTRUST HOLDINGS LLCD Control
FALCON MEZZANINE PARTNERS II LPDEWEALTHTRUST HOLDINGS LLCD Control
FALCON MEZZANINE PARTNERS II LPDEWEALTHTRUST HOLDINGS LLCD Control

Registrations

Federal

IA
Jul 16, 2012 REGISTERED

Notice Filings (12)

AZ CA FL MD MN MO NJ NY PA SC TX WA

Address

9150 SOUTH DADELAND BLVD.
SUITE 902
MIAMI, FL 33156
United States
Phone: 305-670-0545