RIA Intelligence

FSI CAPITAL, LLC

CRD #147325 SEC #801-69520 NEW YORK, NY 212-430-6200
SEC Registered
Total AUM
$14B
Discretionary
$14B
Employees
--
Clients
--
Accounts
45

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 26, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BORCHERS, CASSANDRA, WAMBAUGHICHIEF COMPLIANCE OFFICERNA
ELIMELEKH, RONIGENERAL COUNSELNA Control
ELIMELEKH, RONICHIEF COMPLIANCE OFFICERNA Control
ELIMELEKH, RONIGENERAL COUNSELNA Control
ELIMELEKH, RONICHIEF COMPLIANCE OFFICERNA Control
HA, QUANG, JINIGENERAL COUNSELNA Control
HA, QUANG, JINIGENERAL COUNSELNA Control
KUPPENHEIMER, STEPHAN, RANDOLPHICHIEF EXECUTIVE OFFICERNA Control
KUPPENHEIMER, STEPHAN, RANDOLPHICHIEF EXECUTIVE OFFICERNA Control
KUPPENHEIMER, STEPHAN, RANDOLPHICHIEF EXECUTIVE OFFICERNA Control
KUPPENHEIMER, STEPHAN, RANDOLPHICHIEF EXECUTIVE OFFICERNA Control
NELSON, CHRISTOPHER, ALLENICHIEF COMPLIANCE OFFICERNA Control
PENOTE, JOHN, JEROMEICHIEF FINANCIAL OFFICERNA Control
PENOTE, JOHN, JEROMEICHIEF FINANCIAL OFFICERNA Control
PENOTE, JOHN, JEROMEICHIEF FINANCIAL OFFICERNA Control
PENOTE, JOHN, JEROMEICHIEF FINANCIAL OFFICERNA Control
RICCOBELLI, MONIQUE, RENEICHIEF ADMINISTRATIVE OFFICERNA Control
STEIN, JOHN, MAGRISHIVICE CHAIRMANNA Control
STEIN, JOHN, MAGRISHIVICE CHAIRMANNA Control
STEIN, JOHN, MAGRISHIVICE CHAIRMANNA Control
STEIN, JOHN, MAGRISHIVICE CHAIRMANNA Control
STEIN, STEVEN, NEALICHAIRMANNA Control
STEIN, STEVEN, NEALICHAIRMANNA Control
STEIN, STEVEN, NEALICHAIRMANNA Control
STEIN, STEVEN, NEALICHAIRMANNA Control
FSI CAPITAL HOLDINGS, LLCDESHAREHOLDERE Control
FSI CAPITAL HOLDINGS, LLCDESHAREHOLDERE Control
FSI CAPITAL HOLDINGS, LLCDESHAREHOLDERE Control
FSI CAPITAL HOLDINGS, LLCDESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
STEIN, ERIC, SISOLIDUS CAPITAL A, INC.F Control
STEIN, ERIC, SISOLIDUS CAPITAL A, INC.F Control
STEIN, ERIC, SISOLIDUS CAPITAL A, INC.F Control
STEIN, ERIC, SISOLIDUS CAPITAL A, INC.F Control
KUPPENHEIMER, STEPHAN, RANDOLPHISOLIDUS CAPITAL B, INC.E Control
KUPPENHEIMER, STEPHAN, RANDOLPHISOLIDUS CAPITAL B, INC.E Control
KUPPENHEIMER, STEPHAN, RANDOLPHISOLIDUS CAPITAL B, INC.E Control
KUPPENHEIMER, STEPHAN, RANDOLPHISOLIDUS CAPITAL B, INC.E Control
SOLIDUS CAPITAL A, INC.DEFSI CAPITAL HOLDINGS, LLCD Control
SOLIDUS CAPITAL A, INC.DEFSI CAPITAL HOLDINGS, LLCD Control
SOLIDUS CAPITAL A, INC.DEFSI CAPITAL HOLDINGS, LLCD Control
SOLIDUS CAPITAL A, INC.DEFSI CAPITAL HOLDINGS, LLCD Control
SOLIDUS CAPITAL B, INC.DEFSI CAPITAL HOLDINGS, LLCD Control
SOLIDUS CAPITAL B, INC.DEFSI CAPITAL HOLDINGS, LLCD Control
SOLIDUS CAPITAL B, INC.DEFSI CAPITAL HOLDINGS, LLCD Control
SOLIDUS CAPITAL B, INC.DEFSI CAPITAL HOLDINGS, LLCD Control
STEIN, JOHN, MAGRISHISOLIDUS CAPITAL A, INC.C Control
STEIN, JOHN, MAGRISHISOLIDUS CAPITAL A, INC.C Control
STEIN, JOHN, MAGRISHISOLIDUS CAPITAL A, INC.C Control
STEIN, JOHN, MAGRISHISOLIDUS CAPITAL A, INC.C Control
STEIN, STEVEN, NEALISOLIDUS CAPITAL A, INC.C Control
STEIN, STEVEN, NEALISOLIDUS CAPITAL A, INC.C Control
STEIN, STEVEN, NEALISOLIDUS CAPITAL A, INC.C Control
STEIN, STEVEN, NEALISOLIDUS CAPITAL A, INC.C Control

Registrations

Federal

IA
Mar 26, 2009 REGISTERED

Address

150 EAST 52ND STREET
6TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-430-6200