PROACTIVE ADVISORS, LLC
CRD #147332 SEC #801-69233 LEXINGTON, KY 859-263-1117 X224
SEC Registered Disclosures
Total AUM
$32.3M
Discretionary
$21.2M
Employees
1
Clients
1
Accounts
65
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Kentucky
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 20, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PANTAZANKOS, HELEN, M. | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTAZANKOS, HELEN, M. | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTAZANKOS, HELEN, M. | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTAZANKOS, HELEN, M. | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTAZANKOS, HELEN, M. | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTAZANKOS, HELEN, M. | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTAZANKOS, HELEN, M. | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTAZANKOS, HELEN, M. | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTAZANKOS, HELEN, M. | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTAZANKOS, HELEN, M. | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTAZANKOS, HELEN, M. | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTAZANKOS, HELEN, M. | I | CHIEF COMPLIANCE OFFICER | NA | |
| YORK, LAWRENCE, ST JOHN | I | MANAGING DIRECTOR- MEMBER | E | Control |
| YORK, LAWRENCE, ST JOHN | I | MANAGING DIRECTOR- MEMBER | E | Control |
| YORK, LAWRENCE, ST JOHN | I | MANAGING DIRECTOR- MEMBER | E | Control |
| YORK, LAWRENCE, ST JOHN | I | MANAGING DIRECTOR- MEMBER | E | Control |
| YORK, LAWRENCE, ST JOHN | I | MANAGING DIRECTOR- MEMBER | E | Control |
| YORK, LAWRENCE, ST JOHN | I | MANAGING DIRECTOR- MEMBER | E | Control |
| YORK, LAWRENCE, ST JOHN | I | MANAGING DIRECTOR- MEMBER | E | Control |
| YORK, LAWRENCE, ST JOHN | I | MANAGING DIRECTOR- MEMBER | E | Control |
| YORK, LAWRENCE, ST JOHN | I | MANAGING DIRECTOR- MEMBER | E | Control |
| YORK, LAWRENCE, ST JOHN | I | MANAGING DIRECTOR- MEMBER | E | Control |
| YORK, LAWRENCE, ST JOHN | I | MANAGING DIRECTOR- MEMBER | E | Control |
| YORK, LAWRENCE, ST JOHN | I | MANAGING DIRECTOR- MEMBER | E | Control |
Registrations
Federal
IA
Jul 20, 2012 REGISTERED
Notice Filings (3)
KY OH SC
Address
444 EAST MAIN STREETSTE. 110
LEXINGTON, KY 40507-1920
United States
Phone: 859-263-1117 X224