GLOBAL PLUS+ INVESTMENT MANAGEMENT, LLC
CRD #147490 SEC #801-69333 NEW HAVEN, CT 203-285-6282
SEC Registered
Total AUM
$120M
Discretionary
$120M
Employees
10
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRERA, JUAN, C | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| LUCAST, EDMUND | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| MARCHAND, GILLES, ALFRED | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| GPIM HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GRUPO MUNDIAL TENEDORA S.A. | FE | MUNDIAL TRADING AND RESEARCH LTD. | E | Control |
| MUNDIAL TRADING AND RESEARCH LTD. | FE | GPIM HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (5)
CA CT FL NJ NY
Address
195 CHURCH STREET17TH FLOOR
NEW HAVEN, CT 6510
United States
Phone: 203-285-6282