FRANK FINANCIAL SERVICES
Legal name: FRANK FINANCIAL ADVISORS
CRD #147537 SEC #801-121668 CARLSBAD, CA 760-438-3360
SEC Registered
Total AUM
$164.4M
Discretionary
$158.4M
Employees
2
Clients
10
Accounts
462
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRANK, TODD, EVAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANK, TODD, EVAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANK, TODD, EVAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANK, TODD, EVAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANK, TODD, EVAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANK, TODD, EVAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANK, TODD, EVAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANK, TODD, EVAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANK, TODD, EVAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANK, TODD, EVAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANK, TODD, EVAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANK, TODD, EVAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANK, TODD, EVAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 28, 2025 REGISTERED
Notice Filings (5)
CA LA MA NH TX
Address
2710 LOKER AVENUE WESTSUITE 230
CARLSBAD, CA 92010
United States
Phone: 760-438-3360