APPLE TREE ASSET MANAGEMENT INC
Legal name: APPLE TREE ASSET MANAGEMENT
CRD #147544 SEC #801-71050 LITTLE ROCK, AR 501-223-6000
SEC Registered
Total AUM
$28M
Discretionary
$28M
Employees
5
Clients
0
Accounts
80
Firm Details
- Organization Type
- Corporation
- State of Formation
- Arkansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 22, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KIEFER, JOHN, STEVEN | I | CHIEF COMPLIANCE OFFICER / ADVISOR | E | Control |
Registrations
Federal
IA
Jan 22, 2010 REGISTERED
Notice Filings (1)
AR
Address
15300 KANIS RDLITTLE ROCK, AR 72223
United States
Phone: 501-223-6000