TMFS - FRESNO, LLC
Legal name: THE MUTUAL FUND STORE
CRD #147575 SEC #801-69328 FRESNO, CA 559-434-9800
SEC Registered
Total AUM
$60M
Discretionary
$60M
Employees
1
Clients
0
Accounts
324
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERWOOD, JAMES, HILTON | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ROPER, JEFF, LINK | I | MEMBER | E | Control |
| ROPER, JEFF, LINK | I | MEMBER | E | Control |
| ROPER, JEFF, LINK | I | MEMBER | E | Control |
| ROPER, JEFF, LINK | I | MEMBER | E | Control |
| ROPER, JEFF, LINK | I | MEMBER | E | Control |
| ROPER, JEFF, LINK | I | MEMBER | E | Control |
| ROPER, JEFF, LINK | I | MEMBER | E | Control |
| ROPER, JEFF, LINK | I | MEMBER | E | Control |
| ROPER, JEFF, LINK | I | MEMBER | E | Control |
| ROPER, JEFF, LINK | I | MEMBER | E | Control |
| ROPER, JEFF, LINK | I | MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MEMBER | D | Control |
| WILLIAMS, RICHARD, MICHAEL | I | MEMBER | B | |
| WILLIAMS, RICHARD, MICHAEL | I | MEMBER | B | |
| WILLIAMS, RICHARD, MICHAEL | I | MEMBER | B | |
| WILLIAMS, RICHARD, MICHAEL | I | MEMBER | B | |
| WILLIAMS, RICHARD, MICHAEL | I | MEMBER | B | |
| WILLIAMS, RICHARD, MICHAEL | I | MEMBER | B | |
| WILLIAMS, RICHARD, MICHAEL | I | MEMBER | B | |
| WILLIAMS, RICHARD, MICHAEL | I | MEMBER | B |
Registrations
Federal
IA
May 9, 2012 REGISTERED
Notice Filings (2)
CA TX
Address
9423 N. FORT WASHINGTON RDUNIT# 104
FRESNO, CA 93730
United States
Phone: 559-434-9800