THE INDEPENDENT LIFE SETTLEMENT ADVISORY GROUP, LLC
CRD #147632 SEC #801-70162 SCOTTSDALE, AZ 480-951-4473
SEC Registered
Total AUM
--
Discretionary
--
Employees
10
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 21, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEDLEY, ANTHONY, KEITH | I | DIRECTOR & MEMBER | NA | Control |
| LEE, KENT, ALLAN | I | CHIEF FINANCIAL OFFICER & MEMBER | NA | Control |
| HOLLAND, JOHN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN & MEMBER | C | Control |
| O'CONNOR, MICHAEL, JOSEPH | I | PRESIDENT, DIRECTOR & MEMBER | C | Control |
| RICHAU, ARLIN, DALE | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & MEMBER | B | Control |
Registrations
Federal
IA
Apr 21, 2009 REGISTERED
Notice Filings (1)
AZ
Address
6710 N. SCOTTSDALE RD.SUITE 210
SCOTTSDALE, AZ 85253
United States
Phone: 480-951-4473