RIA Intelligence

MENTOR SECURITIES, LLC

CRD #147682 SEC #801-72714 WESTLAKE VILLAGE, CA 818-483-0888
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
1
Clients
--
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 30, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BLAINE, DAVISICHIEF COMPLIANCE OFFICERNA Control
BLAINE, DAVISICHIEF COMPLIANCE OFFICERNA Control
BLAINE, DAVISICHIEF COMPLIANCE OFFICERNA Control
BLAINE, DAVISICHIEF COMPLIANCE OFFICERNA Control
CHEVLI, VIJAYKUMAR ARVINDIPRINCIPAL/MEMBERNA Control
CHEVLI, VIJAYKUMAR ARVINDIPRINCIPAL/MEMBERNA Control
SCHUMAN, GARY ALANIFINOPNA Control
SCHUMAN, GARY ALANIFINOPNA Control
SCHUMAN, GARY ALANIFINOPNA Control
SCHUMAN, GARY ALANIFINOPNA Control
THE MENTOR GROUP, INC.DEOWNERE Control
THE MENTOR GROUP, INC.DEOWNERE Control
MENTOR CAPITAL, LLCDEOWNERD
MENTOR CAPITAL, LLCDEOWNERD
THE MENTOR GROUP, INC.DEOWNERD Control
THE MENTOR GROUP, INC.DEOWNERD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CHEVLI, VIJAYKUMAR ARVINDIMENTOR CAPITAL, LLCE Control
CHEVLI, VIJAYKUMAR ARVINDIMENTOR CAPITAL, LLCE Control
BLAINE, DAVISITHE MENTOR GROUP, INC.D Control
BLAINE, DAVISITHE MENTOR GROUP, INC.D Control
BLAINE, DAVISITHE MENTOR GROUP, INC.D Control
BLAINE, DAVISITHE MENTOR GROUP, INC.D Control
BLAINE, KAREN ELLENITHE MENTOR GROUP, INC.D Control
BLAINE, KAREN ELLENITHE MENTOR GROUP, INC.D Control
BLAINE, KAREN ELLENITHE MENTOR GROUP, INC.D Control
BLAINE, KAREN ELLENITHE MENTOR GROUP, INC.D Control

Registrations

Federal

IA
Apr 30, 2012 REGISTERED

Notice Filings (1)

CA

Address

200 N. WESTLAKE BOULEVARD
SUITE 204
WESTLAKE VILLAGE, CA 91362
United States
Phone: 818-483-0888