RIVERROCK ASSET MANAGEMENT LLC
CRD #147691 SEC #801-127848 HOUSTON, TX 713-375-1300
SEC Registered Private Funds
Total AUM
$126M
Discretionary
$126M
Employees
5
Clients
0
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANNINO, ANTHONY, JAMES | I | MANAGER | NA | Control |
| ANNINO, ANTHONY, JAMES | I | MANAGER | NA | Control |
| ANNINO, ANTHONY, JAMES | I | MANAGER/CEO | NA | Control |
| ANNINO, ANTHONY, JAMES | I | MANAGER/CEO | NA | Control |
| ANNINO, ANTHONY, JAMES | I | MANAGER/CEO | NA | Control |
| COFFEY, VALERIE, MOLLIE | I | CHIEF OPERATING OFFICER | NA | Control |
| COFFEY, VALERIE, MOLLIE | I | CHIEF OPERATING OFFICER | NA | Control |
| COFFEY, VALERIE, MOLLIE | I | CHIEF OPERATING OFFICER | NA | Control |
| COFFEY, VALERIE, MOLLIE | I | CHIEF OPERATING OFFICER | NA | Control |
| Mathew, Denny | I | CHIEF UNDERWRITING OFFICER | NA | Control |
| Mathew, Denny | I | CHIEF UNDERWRITING OFFICER | NA | Control |
| Mathew, Denny | I | CHIEF UNDERWRITING OFFICER | NA | Control |
| SIEGEL, GABRIEL, MILES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIEGEL, GABRIEL, MILES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIEGEL, GABRIEL, MILES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIEGEL, GABRIEL, MILES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILER, MICHELLE, LEE | I | CONTROLLER | NA | Control |
| SILER, MICHELLE, LEE | I | CONTROLLER | NA | Control |
| Siler, Michelle | I | CONTROLLER | NA | Control |
| Springs, Amy, Elizabeth | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| Springs, Amy, Elizabeth | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| Springs, Amy, Elizabeth | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| Springs, Amy, Elizabeth | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| Springs, Amy, Elizabeth | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| Springs, Amy, Elizabeth | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| Springs, Amy, Elizabeth | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| Springs, Amy, Elizabeth | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RENEGADE CAPITAL GP, LLC | DE | SOLE MEMBER OF RIVERROCK ASSET MANAGEMENT LLC | E | Control |
| RENEGADE CAPITAL GP, LLC | DE | SOLE MEMBER OF RIVERROCK ASSET MANAGEMENT LLC | E | Control |
| RENEGADE CAPITAL GP, LLC | DE | SOLE MEMBER OF RIVERROCK ASSET MANAGEMENT LLC | E | Control |
| RENEGADE CAPITAL GP, LLC | DE | SOLE MEMBER OF RIVERROCK ASSET MANAGEMENT LLC | E | Control |
| RENEGADE CAPITAL GP, LLC | DE | SOLE MEMBER OF RIVERROCK ASSET MANAGEMENT LLC | E | Control |
| RENEGADE CAPITAL GP, LLC | DE | SOLE MEMBER OF RIVERROCK ASSET MANAGEMENT LLC | E | Control |
| RENEGADE CAPITAL GP, LLC | DE | SOLE MEMBER OF RIVERROCK ASSET MANAGEMENT LLC | E | Control |
| RENEGADE CAPITAL GP, LLC | DE | SOLE MEMBER OF RIVERROCK ASSET MANAGEMENT LLC | E | Control |
| RENEGADE CAPITAL GP, LLC | DE | SOLE MEMBER OF RIVERROCK ASSET MANAGEMENT LLC | E | Control |
| RENEGADE CAPITAL GP, LLC | DE | SOLE MEMBER OF RIVERROCK ASSET MANAGEMENT LLC | E | Control |
| RENEGADE CAPITAL GP, LLC | DE | SOLE MEMBER OF RIVERROCK ASSET MANAGEMENT LLC | E | Control |
| RENEGADE CAPITAL GP, LLC | DE | SOLE MEMBER OF RIVERROCK ASSET MANAGEMENT LLC | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| OSBORNE, JONATHAN, MALLINCKRODT | I | RENEGADE CAPITAL GP, LLC | C | Control |
| OSBORNE, JONATHAN, MALLINCKRODT | I | RENEGADE CAPITAL GP, LLC | C | Control |
| OSBORNE, JONATHAN, MALLINCKRODT | I | RENEGADE CAPITAL GP, LLC | C | Control |
| OSBORNE, JONATHAN, MALLINCKRODT | I | RENEGADE CAPITAL GP, LLC | C | Control |
| OSBORNE, JONATHAN, MALLINCKRODT | I | RENEGADE CAPITAL GP, LLC | C | Control |
| OSBORNE, JONATHAN, MALLINCKRODT | I | RENEGADE CAPITAL GP, LLC | C | Control |
| OSBORNE, JONATHAN, MALLINCKRODT | I | RENEGADE CAPITAL GP, LLC | C | Control |
| OSBORNE, JONATHAN, MALLINCKRODT | I | RENEGADE CAPITAL GP, LLC | C | Control |
| OSBORNE, JONATHAN, MALLINCKRODT | I | RENEGADE CAPITAL GP, LLC | C | Control |
| OSBORNE, JONATHAN, MALLINCKRODT | I | RENEGADE CAPITAL GP, LLC | C | Control |
| OSBORNE, JONATHAN, MALLINCKRODT | I | RENEGADE CAPITAL GP, LLC | C | Control |
| SIEGEL, GABRIEL, MILES | I | RENEGADE CAPITAL GP, LLC | C | Control |
| SIEGEL, GABRIEL, MILES | I | RENEGADE CAPITAL GP, LLC | C | Control |
| SIEGEL, GABRIEL, MILES | I | RENEGADE CAPITAL GP, LLC | C | Control |
| SIEGEL, GABRIEL, MILES | I | RENEGADE CAPITAL GP, LLC | C | Control |
| SIEGEL, GABRIEL, MILES | I | RENEGADE CAPITAL GP, LLC | C | Control |
| SIEGEL, GABRIEL, MILES | I | RENEGADE CAPITAL GP, LLC | C | Control |
| SIEGEL, GABRIEL, MILES | I | RENEGADE CAPITAL GP, LLC | C | Control |
| SIEGEL, GABRIEL, MILES | I | RENEGADE CAPITAL GP, LLC | C | Control |
| SIEGEL, GABRIEL, MILES | I | RENEGADE CAPITAL GP, LLC | C | Control |
| SIEGEL, GABRIEL, MILES | I | RENEGADE CAPITAL GP, LLC | C | Control |
| SIEGEL, GABRIEL, MILES | I | RENEGADE CAPITAL GP, LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (2)
NH TX
Address
7204 NAVIGATION BLVD.HOUSTON, TX 77011
United States
Phone: 713-375-1300