RIA Intelligence

KNIGHT TRANSITION MANAGEMENT LLC

CRD #147732 SEC #801-69409 CHICAGO, IL 312-553-8341
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Aug 23, 2010
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DONOHUE, KEVIN, MIDIRECTOR AND CHIEF COMPLIANCE OFFICERNA
GALVIN, SEAN, PATRICKIMANAGING DIRECTOR AND MANAGERNA
GALVIN, SEAN, PATRICKIMANAGING DIRECTOR AND MANAGERNA
GALVIN, SEAN, PATRICKIMANAGING DIRECTOR AND MANAGERNA
GREENSTEIN, ANDREW, MICHAELIMANAGING DIRECTOR, ASSOCIATE GENERAL COUNSEL, SECRETARY, AND AND MANAGERNA
GREENSTEIN, ANDREW, MICHAELIMANAGING DIRECTOR, ASSOCIATE GENERAL COUNSEL, SECRETARY, AND AND MANAGERNA
GREENSTEIN, ANDREW, MICHAELIMANAGING DIRECTOR, ASSOCIATE GENERAL COUNSEL, SECRETARY, AND AND MANAGERNA
KREUTZER, CONNIE, MARIEIDIRECTORNA
LAMBRIGHT, SHAUNA, MAEIMANAGING DIRECTORNA Control
LAMBRIGHT, SHAUNA, MAEIMANAGING DIRECTORNA Control
LAMBRIGHT, SHAUNA, MAEIMANAGING DIRECTORNA Control
LAMBRIGHT, SHAUNA, MAEIMANAGING DIRECTORNA Control
LAMBRIGHT, SHAUNA, MAEIMANAGING DIRECTORNA Control
LAMBRIGHT, SHAUNA, MAEIMANAGING DIRECTORNA Control
NAPOLITANO, LORRAINE, MARYIVICE PRESIDENT AND MANAGERNA
NAPOLITANO, LORRAINE, MARYIVICE PRESIDENT AND MANAGERNA
NAPOLITANO, LORRAINE, MARYIVICE PRESIDENT AND MANAGERNA
OETH, CHRISTY, NOELICHIEF COMPLIANCE OFFICERNA
OETH, CHRISTY, NOELICHIEF COMPLIANCE OFFICERNA
OETH, CHRISTY, NOELICHIEF COMPLIANCE OFFICERNA
OETH, CHRISTY, NOELICHIEF COMPLIANCE OFFICERNA
OETH, CHRISTY, NOELICHIEF COMPLIANCE OFFICERNA
PORZELT, FREDERICK, JIDIRECTORNA
PORZELT, FREDERICK, JIDIRECTORNA
PORZELT, FREDERICK, JIDIRECTORNA
PORZELT, FREDERICK, JIDIRECTORNA
PORZELT, FREDERICK, JIDIRECTORNA
PORZELT, FREDERICK, JIDIRECTORNA
WRIGHT, STEVEN, JOSEPHIVICE PRESIDENT AND MANAGERNA
WRIGHT, STEVEN, JOSEPHIVICE PRESIDENT AND MANAGERNA
WRIGHT, STEVEN, JOSEPHIVICE PRESIDENT AND MANAGERNA
KNIGHT CAPITAL HOLDINGS LLCDEMEMBERE Control
KNIGHT CAPITAL HOLDINGS LLCDEMEMBERE Control
KNIGHT CAPITAL HOLDINGS LLCDEMEMBERE Control
KNIGHT CAPITAL HOLDINGS LLCDEMEMBERE Control
KNIGHT CAPITAL HOLDINGS LLCDEMEMBERE Control
KNIGHT/TRIMARK, INC.DEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
KNIGHT CAPITAL GROUP, INC.DEKNIGHT CAPITAL HOLDINGS LLCE Control
KNIGHT CAPITAL GROUP, INC.DEKNIGHT/TRIMARK, INC.E Control
KNIGHT CAPITAL GROUP, INC.DEKNIGHT CAPITAL HOLDINGS LLCE Control
KNIGHT CAPITAL GROUP, INC.DEKNIGHT CAPITAL HOLDINGS LLCE Control
KNIGHT CAPITAL GROUP, INC.DEKNIGHT CAPITAL HOLDINGS LLCE Control
KNIGHT CAPITAL GROUP, INC.DEKNIGHT CAPITAL HOLDINGS LLCE Control

Registrations

Federal

IA
Aug 23, 2010 REGISTERED

Notice Filings (1)

IL

Address

TWO PRUDENTIAL PLAZA
180 NORTH STETSON AVENUE, SUITE 3650
CHICAGO, IL 60601
United States
Phone: 312-553-8341