ETON ADVISORS, LP
CRD #147745 SEC #801-70291 CHAPEL HILL, NC 919-442-1550
SEC Registered Private Funds Disclosures
Total AUM
$1.5B
Discretionary
$976.7M
Employees
13
Clients
0
Accounts
135
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2017
- Branch Offices
- --
- LEI
- N/A
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOBB, TERESA, ERIKSSON | I | COO | NA | Control |
| DALTON, BRAD, FINCH | I | LIMITED PARTNER | NA | |
| DALTON, BRAD, FINCH | I | LIMITED PARTNER | NA | |
| DALTON, BRAD, FINCH | I | LIMITED PARTNER | NA | |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | NA | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PINELES, JOEL, ARTHUR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ETON HOLDINGS, INC. | DE | GENERAL PARTNER | E | Control |
| ERIKSSON, TERESA | I | COO | D | Control |
| ERIKSSON, TERESA | I | COO | D | Control |
| ERIKSSON, TERESA | I | COO | D | Control |
| ERIKSSON, TERESA | I | COO | D | Control |
| ERIKSSON, TERESA | I | COO | D | Control |
| ERIKSSON, TERESA | I | COO | D | Control |
| ERIKSSON, TERESA | I | COO | D | Control |
| ERIKSSON, TERESA | I | COO | D | Control |
| ERIKSSON, TERESA | I | COO | D | Control |
| ERIKSSON, TERESA | I | COO | D | Control |
| ERIKSSON, TERESA | I | COO | D | Control |
| ERIKSSON, TERESA | I | PRESIDENT | D | Control |
| ERIKSSON, TERESA | I | PRESIDENT | D | Control |
| ERIKSSON, TERESA | I | PRESIDENT | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO, CCO | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO, CCO | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO, CCO | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO, CCO | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO, CCO | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO, CCO | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO, CCO | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO, CCO | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO, CCO | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO | C | Control |
| MALLERNEE, ROBERT, EDWARD | I | CEO | C | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | C | Control |
| ERIKSSON, TERESA | I | COO | B | Control |
| ERIKSSON, TERESA | I | COO | B | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | B | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | B | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | B | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | B | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | B | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | B | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | B | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | B | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | B | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | B | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | B | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | B | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | B | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | B | Control |
| PARHAM, WILLIAM, JACKSON | I | CHIEF INVESTMENT OFFICER | B | Control |
| HEBERT, PATTIE, JUNE | I | LIMITED PARTNER/RELATIONSHIP MANAGER | A | |
| HEBERT, PATTIE, JUNE | I | LIMITED PARTNER/RELATIONSHIP MANAGER | A | |
| HEBERT, PATTIE, JUNE | I | LIMITED PARTNER/RELATIONSHIP MANAGER | A | |
| HEBERT, PATTIE, JUNE | I | LIMITED PARTNER/RELATIONSHIP MANAGER | A | |
| HEBERT, PATTIE, JUNE | I | LIMITED PARTNER/RELATIONSHIP MANAGER | A | |
| HEBERT, PATTIE, JUNE | I | LIMITED PARTNER/RELATIONSHIP MANAGER | A | |
| HEBERT, PATTIE, JUNE | I | LIMITED PARTNER/RELATIONSHIP MANAGER | A | |
| HEBERT, PATTIE, JUNE | I | LIMITED PARTNER/RELATIONSHIP MANAGER | A | |
| HEBERT, PATTIE, JUNE | I | LIMITED PARTNER/RELATIONSHIP MANAGER | A | |
| HEBERT, PATTIE, JUNE | I | LIMITED PARTNER/RELATIONSHIP MANAGER | A | |
| HEBERT, PATTIE, JUNE | I | LIMITED PARTNER/RELATIONSHIP MANAGER | A | |
| HEBERT, PATTIE, JUNE | I | LIMITED PARTNER/RELATIONSHIP MANAGER | A | |
| HEBERT, PATTIE, JUNE | I | LIMITED PARTNER/RELATIONSHIP MANAGER | A | |
| MARINO, ANDREW | I | LIMITED PARTNER, DIRECTOR OF RESEARCH | A | |
| MARINO, ANDREW | I | LIMITED PARTNER, DIRECTOR OF RESEARCH | A | |
| MARINO, ANDREW | I | LIMITED PARTNER, DIRECTOR OF RESEARCH | A | |
| MARINO, ANDREW | I | LIMITED PARTNER, DIRECTOR OF RESEARCH | A | |
| MARINO, ANDREW | I | LIMITED PARTNER, DIRECTOR OF RESEARCH | A | |
| MARINO, ANDREW | I | LIMITED PARTNER, DIRECTOR OF RESEARCH | A | |
| MARINO, ANDREW | I | LIMITED PARTNER, DIRECTOR OF RESEARCH | A | |
| MARINO, ANDREW | I | LIMITED PARTNER, DIRECTOR OF RESEARCH | A | |
| MARINO, ANDREW | I | LIMITED PARTNER, DIRECTOR OF RESEARCH | A | |
| MARINO, ANDREW | I | LIMITED PARTNER, DIRECTOR OF RESEARCH | A | |
| PINELES, JOEL, ARTHUR | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| PINELES, JOEL, ARTHUR | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| PINELES, JOEL, ARTHUR | I | DIRECTOR OF RESEARCH AND CLIENT OPERATIONS | A | Control |
| PINELES, JOEL, ARTHUR | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| PINELES, JOEL, ARTHUR | I | DIRECTOR OF RESEARCH AND CLIENT OPERATIONS | A | Control |
| PINELES, JOEL, ARTHUR | I | DIRECTOR OF RESEARCH AND CLIENT OPERATIONS | A | Control |
| PINELES, JOEL, ARTHUR | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| PINELES, JOEL, ARTHUR | I | DIRECTOR OF RESEARCH AND CLIENT OPERATIONS | A | Control |
| PINELES, JOEL, ARTHUR | I | DIRECTOR OF RESEARCH AND CLIENT OPERATIONS | A | Control |
| PINELES, JOEL, ARTHUR | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| PINELES, JOEL, ARTHUR | I | DIRECTOR OF RESEARCH AND CLIENT OPERATIONS | A | Control |
| PINELES, JOEL, ARTHUR | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| PINELES, JOEL, ARTHUR | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| PINELES, JOEL, ARTHUR | I | LIMITED PARTNER | A | Control |
| PINELES, JOEL, ARTHUR | I | DIRECTOR OF RESEARCH AND CLIENT OPERATIONS | A | Control |
| PINELES, JOEL, ARTHUR | I | LIMITED PARTNER | A | Control |
| VINES, DAVID, RAY | I | LIMITED PARTNER | A | Control |
| VINES, DAVID, RAY | I | LIMITED PARTNER | A | Control |
| VINES, DAVID, RAY | I | LIMITED PARTNER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| MALLERNEE, ROBERT, EDWARD | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
| PARHAM, WILLIAM, JACKSON | I | ETON HOLDINGS, INC. | D | Control |
Registrations
Federal
IA
Mar 31, 2017 REGISTERED
Notice Filings (11)
AR DE FL IL MA MD NC NH NY OR SC
Address
5915 FARRINGTON ROADSUITE 202
CHAPEL HILL, NC 27517
United States
Phone: 919-442-1550