PCG WEALTH ADVISORY, LLC
CRD #147880 SEC #801-69979 NEW YORK, NY 212-560-0690
SEC Registered
Total AUM
$54.1M
Discretionary
$0
Employees
5
Clients
0
Accounts
28
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 25, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERNIER, BRIAN, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BERNIER, BRIAN, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BERNIER, BRIAN, MICHAEL | I | MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TUTTLE, MATTHEW, BENJAMIN | I | MANAGER | NA | Control |
| TUTTLE, MATTHEW, BENJAMIN | I | MANAGER | NA | Control |
| TUTTLE, MATTHEW, BENJAMIN | I | MANAGER | NA | Control |
| URBEALIS, RICHARD, CHARLES | I | MANAGER | NA | Control |
| URBEALIS, RICHARD, CHARLES | I | MANAGER | NA | Control |
| URBEALIS, RICHARD, CHARLES | I | MANAGER | NA | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE OWNER | E | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE OWNER | E | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | E | Control |
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | E | Control |
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | E | Control |
Registrations
Federal
IA
Feb 25, 2009 REGISTERED
Notice Filings (3)
CT NJ NY
Address
960 AVENUE OF THE AMERICASNEW YORK, NY 10001
United States
Phone: 212-560-0690