RIA Intelligence

PRISM FUNDS, LLC

CRD #147911 SEC #801-69533 NEWTOWN, PA 215-579-0966
SEC Registered Private Funds
Total AUM
$26.7M
Discretionary
$26.7M
Employees
1
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 5, 2020
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
JOHNSON, WILLIAMICHIEF COMPLIANCE OFFICER/GENERAL PARTNERNA Control
JOHNSON, WILLIAM, DOUGLASIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERNA Control
JOHNSON, WILLIAM, DOUGLASIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERNA Control
JOHNSON, WILLIAM, DOUGLASIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERNA Control
JOHNSON, WILLIAM, DOUGLASICHIEF COMPLIANCE OFFICER/GENERAL PARTNERNA Control
JOHNSON, WILLIAM, DOUGLASICHIEF COMPLIANCE OFFICER/GENERAL PARTNERNA Control
JOHNSON, WILLIAM, DOUGLASIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERNA Control
SIMKUS, RICHARD, VICTORIGENERAL PARTNERNA Control
SIMKUS, RICHARD, VICTORIGENERAL PARTNERNA Control
SIMKUS, RICHARD, VICTORIGENERAL PARTNERNA Control
BLUE HORIZON INVESTMENT ADVISORSDEMEMBERD Control
BLUE HORIZON INVESTMENT ADVISORSDEMEMBERD Control
BLUE HORIZON INVESTMENT ADVISORSDEMEMBERD Control
BLUE HORIZON INVESTMENT ADVISORSDEMEMBERD Control
BLUE HORIZON INVESTMENT ADVISORS, LLCDEMEMBERD Control
BLUE HORIZON INVESTMENT ADVISORS, LLCDEMEMBERD Control
BLUE HORIZON INVESTMENT ADVISORS, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
PRISM ADVISORY GROUP, LLCDEMEMBERD Control
SIMKUS WEALTH MANAGEMENTDEMEMBERD Control
SIMKUS WEALTH MANAGEMENTDEMEMBERD Control
SIMKUS WEALTH MANAGEMENTDEMEMBERD Control
SIMKUS WEALTH MANAGEMENTDEMEMBERD Control
SIMKUS, RICHARD, VICTORIMEMBER/CHIEF COMPLIANCE OFFICERD Control
SIMKUS, RICHARD, VICTORIMEMBER/CHIEF COMPLIANCE OFFICERD Control
SIMKUS, RICHARD, VICTORIMEMBER/CHIEF COMPLIANCE OFFICERD Control
SIMKUS, RICHARD, VICTORIMEMBER/CHIEF COMPLIANCE OFFICERD Control
SIMKUS, RICHARD, VICTORIMEMBER/CHIEF COMPLIANCE OFFICERD Control
SIMKUS, RICHARD, VICTORIMEMBER/CHIEF COMPLIANCE OFFICERD Control
SIMKUS, RICHARD, VICTORIMEMBER/CHIEF COMPLIANCE OFFICERD Control
SIMKUS, RICHARD, VICTORIMEMBER/CHIEF COMPLIANCE OFFICERD Control
SIMKUS, RICHARD, VICTORIMEMBER/CHIEF COMPLIANCE OFFICERD Control
SIMKUS, RICHARD, VICTORIMEMBER/CHIEF COMPLIANCE OFFICERD Control
SIMKUS, RICHARD, VICTORIMEMBER/CHIEF COMPLIANCE OFFICERD Control
SIMKUS, RICHARD, VICTORIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
SIMKUS, RICHARD, VICTORIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
JOHNSON, WILLIAMIBLUE HORIZON INVESTMENT ADVISORSE Control
JOHNSON, WILLIAM, DOUGLASIBLUE HORIZON INVESTMENT ADVISORSE Control
JOHNSON, WILLIAM, DOUGLASIBLUE HORIZON INVESTMENT ADVISORSE Control
JOHNSON, WILLIAM, DOUGLASIBLUE HORIZON INVESTMENT ADVISORSE Control
JOHNSON, WILLIAM, DOUGLASIBLUE HORIZON INVESTMENT ADVISORS, LLCE Control
JOHNSON, WILLIAM, DOUGLASIBLUE HORIZON INVESTMENT ADVISORS, LLCE Control
JOHNSON, WILLIAM, DOUGLASIBLUE HORIZON INVESTMENT ADVISORSE Control
SIMKUS, RICHARD, VICTORISIMKUS WEALTH MANGEMENTE Control
SIMKUS, RICHARD, VICTORISIMKUS WEALTH MANGEMENTE Control
SIMKUS, RICHARD, VICTORISIMKUS WEALTH MANGEMENTE Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCE Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCE Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCE Control
SIMKUS, RICHARD, VICTORISIMKUS WEALTH MANGEMENTE Control
SAVINO, ROBERT, JOSEPHIPRISM ADVISORY GROUP LLCD Control
SAVINO, ROBERT, JOSEPHIPRISM ADVISORY GROUP LLCD Control
SAVINO, ROBERT, JOSEPHIPRISM ADVISORY GROUP LLCD Control
SAVINO, ROBERT, JOSEPHIPRISM ADVISORY GROUP LLCD Control
SAVINO, ROBERT, JOSEPHIPRISM ADVISORY GROUP LLCD Control
SAVINO, ROBERT, JOSEPHIPRISM ADVISORY GROUP LLCD Control
SAVINO, ROBERT, JOSEPHIPRISM ADVISORY GROUP LLCD Control
SAVINO, ROBERT, JOSEPHIPRISM ADVISORY GROUP LLCD Control
SAVINO, ROBERT, JOSEPHIPRISM ADVISORY GROUP LLCD Control
SAVINO, ROBERT, JOSEPHIPRISM ADVISORY GROUP LLCD Control
SAVINO, ROBERT, JOSEPHIPRISM ADVISORY GROUP LLCD Control
SAVINO, ROBERT, JOSEPHIPRISM ADVISORY GROUP, LLCD Control
SAVINO, ROBERT, JOSEPHIPRISM ADVISORY GROUP, LLCD Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCD Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCD Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCD Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCD Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCD Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCD Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCD Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCD Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCD Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCD Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCD Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCD Control
SIMKUS, RICHARD, VICTORIPRISM ADVISORY GROUP, LLCD Control

Registrations

Federal

IA
Mar 5, 2020 REGISTERED

Notice Filings (3)

FL NJ PA

Address

4 CAUFIELD PLACE
SUITE 102
NEWTOWN, PA 18940
United States
Phone: 215-579-0966